We are live on ! Find out more
GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSRA
1226
DELISTED
CSRA Inc.
CSRA
$1K ﹤0.01%
+21
New +$602
CASC
1227
DELISTED
Cascadian Therapeutics, Inc.
CASC
$1K ﹤0.01%
83
– –
TIME
1228
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
75
– –
UWTI
1229
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$1K ﹤0.01%
13
-10
-43% -$788
LGF
1230
DELISTED
Lions Gate Entertainment
LGF
$1K ﹤0.01%
+27
New +$994
WPG
1231
DELISTED
Washington Prime Group Inc.
WPG
$1K ﹤0.01%
6
-162
-96% -$16.4K
BTU
1232
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1K ﹤0.01%
+156
New +$2.25K
ALU
1233
DELISTED
Alcatel-Lucent
ALU
$1K ﹤0.01%
262
– –
CAVM
1234
DELISTED
Cavium, Inc.
CAVM
$1K ﹤0.01%
19
– –
OREX
1235
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1K ﹤0.01%
84
– –
HAWK
1236
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$1K ﹤0.01%
15
– –
DNY
1237
DELISTED
DONNELLEY R R & SONS CO
DNY
$1K ﹤0.01%
72
– –
AB icon
1238
AllianceBernstein
AB
$3.43B
– –
-750
Closed -$20K
AES icon
1239
AES
AES
$10.5B
– –
-177
Closed -$2K
AKAM icon
1240
Akamai
AKAM
$15.4B
– –
-230
Closed -$16K
APAM icon
1241
Artisan Partners
APAM
$3.09B
– –
-195
Closed -$7K
ARAY icon
1242
Accuray
ARAY
$32.7M
– –
-500
Closed -$2K
ARE icon
1243
Alexandria Real Estate Equities
ARE
$8.87B
– –
-340
Closed -$29K
BAB icon
1244
Invesco Taxable Municipal Bond ETF
BAB
$944M
– –
-309
Closed -$9K
BCS icon
1245
Barclays
BCS
$90.2B
– –
-450
Closed -$6K
BCX icon
1246
BlackRock Resources & Commodities Strategy Trust
BCX
$992M
– –
-1,215
Closed -$9K
BGB
1247
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-5,000
Closed -$71K
BGY icon
1248
BlackRock Enhanced International Dividend Trust
BGY
$538M
– –
-408
Closed -$2K
BOX icon
1249
Box
BOX
$4.8B
– –
-1,000
Closed -$13K
BURL icon
1250
Burlington
BURL
$17.1B
– –
-165
Closed -$8K
48 49
50
51 52

Similar funds

IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.