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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
1151
Synopsys
SNPS
$84.8B
$2K ﹤0.01%
38
– –
STX icon
1152
Seagate
STX
$188B
$2K ﹤0.01%
37
-558
-94% -$27K
UNM icon
1153
Unum
UNM
$14.7B
$2K ﹤0.01%
51
– –
VOYA icon
1154
Voya Financial
VOYA
$9.29B
$2K ﹤0.01%
49
– –
WU icon
1155
Western Union
WU
$2.26B
$2K ﹤0.01%
117
– –
XRT icon
1156
State Street SPDR S&P Retail ETF
XRT
$322M
$2K ﹤0.01%
+38
New +$1.81K
REED
1157
DELISTED
Reeds, Inc. Common Stock
REED
$2K ﹤0.01%
10
– –
RSX
1158
DELISTED
VanEck Russia ETF
RSX
$2K ﹤0.01%
+100
New +$1.65K
SWIR
1159
DELISTED
Sierra Wireless
SWIR
$2K ﹤0.01%
75
-583
-89% -$13.5K
HDS
1160
DELISTED
HD Supply Holdings, Inc.
HDS
$2K ﹤0.01%
83
– –
AMTD
1161
DELISTED
TD Ameritrade Holding Corp
AMTD
$2K ﹤0.01%
62
– –
S
1162
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
392
– –
STI
1163
DELISTED
SunTrust Banks, Inc.
STI
$2K ﹤0.01%
48
– –
EVHC
1164
DELISTED
Envision Healthcare Holdings Inc
EVHC
$2K ﹤0.01%
20
– –
RSPP
1165
DELISTED
RSP Permian, Inc.
RSPP
$2K ﹤0.01%
82
– –
SNI
1166
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$2K ﹤0.01%
35
-20
-36% -$1.15K
STJ
1167
DELISTED
St Jude Medical
STJ
$2K ﹤0.01%
36
– –
UWTI
1168
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$2K ﹤0.01%
23
+17
+283% +$2.41K
VTAE
1169
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$2K ﹤0.01%
+178
New +$1.89K
GM.WS.A
1170
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2K ﹤0.01%
76
– –
ATML
1171
DELISTED
ATMEL CORP
ATML
$2K ﹤0.01%
273
+148
+118% +$1.23K
RCAP
1172
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$2K ﹤0.01%
+2,638
New +$8.81K
OREX
1173
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2K ﹤0.01%
84
– –
BCR
1174
DELISTED
CR Bard Inc.
BCR
$2K ﹤0.01%
11
– –
GAS
1175
DELISTED
AGL Resources Inc
GAS
$2K ﹤0.01%
36
+25
+227% +$1.34K
45 46
47
48 49

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.