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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
1101
Pinnacle West Capital
PNW
$11.8B
$3K ﹤0.01%
45
– –
PRLB icon
1102
Protolabs
PRLB
$1.91B
$3K ﹤0.01%
+52
New +$3.71K
SABR icon
1103
Sabre
SABR
$888M
$3K ﹤0.01%
+100
New +$2.7K
ST icon
1104
Sensata Technologies
ST
$5.97B
$3K ﹤0.01%
68
– –
TAP icon
1105
Molson Coors Class B
TAP
$7.73B
$3K ﹤0.01%
38
– –
UHS icon
1106
Universal Health Services
UHS
$10.1B
$3K ﹤0.01%
21
– –
VRP icon
1107
Invesco Variable Rate Preferred ETF
VRP
$3.03B
$3K ﹤0.01%
+143
New +$3.5K
VRTX icon
1108
Vertex Pharmaceuticals
VRTX
$137B
$3K ﹤0.01%
33
– –
WTRG icon
1109
Essential Utilities
WTRG
$11.7B
$3K ﹤0.01%
+104
New +$2.66K
ZG icon
1110
Zillow
ZG
$8.23B
$3K ﹤0.01%
100
-230
-70% -$6.15K
MBII
1111
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
1,500
– –
ZNGA
1112
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3K ﹤0.01%
1,522
– –
INVN
1113
DELISTED
Invensense Inc
INVN
$3K ﹤0.01%
300
-300
-50% -$3.37K
BBRC
1114
DELISTED
Columbia Beyond BRICs ETF
BBRC
$3K ﹤0.01%
169
– –
TE
1115
DELISTED
TECO ENERGY INC
TE
$3K ﹤0.01%
126
– –
CRC
1116
DELISTED
California Resources Corporation
CRC
$3K ﹤0.01%
128
-62
-33% -$2.43K
MHFI
1117
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$3K ﹤0.01%
35
– –
CSG
1118
DELISTED
CHAMBERS STR PPTYS COM
CSG
$3K ﹤0.01%
500
– –
ALD
1119
DELISTED
WisdomTree Asia Local Debt Fund
ALD
$3K ﹤0.01%
75
– –
GCVRZ
1120
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$3K ﹤0.01%
+16,353
New +$5.56K
AER icon
1121
AerCap
AER
$23.2B
$2K ﹤0.01%
45
– –
AES icon
1122
AES
AES
$10.5B
$2K ﹤0.01%
177
-585
-77% -$7.06K
APA icon
1123
APA Corp
APA
$14.9B
$2K ﹤0.01%
43
-90
-68% -$4.09K
ARAY icon
1124
Accuray
ARAY
$32.7M
$2K ﹤0.01%
+500
New +$3.21K
AZO icon
1125
AutoZone
AZO
$48.4B
$2K ﹤0.01%
3
-1
-25% -$708
43 44
45
46 47

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.