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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGL
1051
DELISTED
Invesco DB Gold Fund
DGL
$5K ﹤0.01%
150
– –
BSJG
1052
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$5K ﹤0.01%
191
– –
SIVB
1053
DELISTED
SVB Financial Group
SIVB
$5K ﹤0.01%
+42
New +$5.63K
VNR
1054
DELISTED
Vanguard Natural Resources, LLC
VNR
$5K ﹤0.01%
700
-1,283
-65% -$12.8K
DOC
1055
DELISTED
PHYSICIANS REALTY TRUST
DOC
$5K ﹤0.01%
322
+72
+29% +$1.11K
AMCX icon
1056
AMC Global Media
AMCX
$522M
$4K ﹤0.01%
+52
New +$4.02K
APH icon
1057
Amphenol
APH
$194B
$4K ﹤0.01%
320
– –
CHT icon
1058
Chunghwa Telecom
CHT
$33.3B
$4K ﹤0.01%
143
– –
CVY icon
1059
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
$4K ﹤0.01%
213
– –
DIV icon
1060
Global X SuperDividend US ETF
DIV
$793M
$4K ﹤0.01%
154
– –
DVN icon
1061
Devon Energy
DVN
$52.1B
$4K ﹤0.01%
115
-923
-89% -$42.4K
GSBD icon
1062
Goldman Sachs BDC
GSBD
$1.14B
$4K ﹤0.01%
200
– –
ILCG icon
1063
iShares Morningstar Growth ETF
ILCG
$3.19B
$4K ﹤0.01%
+160
New +$3.8K
LBTYA icon
1064
Liberty Global Class A
LBTYA
$3.64B
$4K ﹤0.01%
109
-73
-40% -$3.17K
PCEF icon
1065
Invesco CEF Income Composite ETF
PCEF
$815M
$4K ﹤0.01%
190
– –
PLD icon
1066
Prologis
PLD
$134B
$4K ﹤0.01%
94
– –
ROBO icon
1067
ROBO Global Robotics & Automation Index ETF
ROBO
$2.05B
$4K ﹤0.01%
200
– –
SBAC icon
1068
SBA Communications
SBAC
$20.3B
$4K ﹤0.01%
35
– –
SMIN icon
1069
iShares MSCI India Small-Cap ETF
SMIN
$772M
$4K ﹤0.01%
+120
New +$4.04K
TEI
1070
Templeton Emerging Markets Income Fund
TEI
$320M
$4K ﹤0.01%
415
– –
TEX icon
1071
Terex
TEX
$7.28B
$4K ﹤0.01%
225
-270
-55% -$5.89K
TRIP icon
1072
TripAdvisor
TRIP
$1.16B
$4K ﹤0.01%
+70
New +$5.3K
WCN
1073
Waste Connections
WCN
$41.7B
$4K ﹤0.01%
129
– –
QVCGA
1074
DELISTED
QVC Group Inc Series A
QVCGA
$4K ﹤0.01%
3
– –
MNK
1075
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4K ﹤0.01%
56
-22
-28% -$2.18K
41 42
43
44 45

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.