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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
951
Fifth Third Bancorp
FITB
$49.5B
$8K ﹤0.01%
401
+337
+527% +$6.85K
FMS icon
952
Fresenius Medical Care
FMS
$12.3B
$8K ﹤0.01%
200
-734
-79% -$29.9K
FPX icon
953
First Trust US Equity Opportunities ETF
FPX
$1.48B
$8K ﹤0.01%
170
– –
FWONA icon
954
Liberty Media Series A
FWONA
$23.4B
$8K ﹤0.01%
350
– –
IEV icon
955
iShares Europe ETF
IEV
$1.69B
$8K ﹤0.01%
207
– –
IVR icon
956
Invesco Mortgage Capital
IVR
$792M
$8K ﹤0.01%
66
– –
MCO icon
957
Moody's
MCO
$89.2B
$8K ﹤0.01%
79
– –
MPC icon
958
Marathon Petroleum
MPC
$104B
$8K ﹤0.01%
168
– –
MUNI icon
959
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.14B
$8K ﹤0.01%
+159
New +$8.43K
OMC icon
960
Omnicom Group
OMC
$24.2B
$8K ﹤0.01%
124
– –
PBA icon
961
Pembina Pipeline
PBA
$27.9B
$8K ﹤0.01%
340
– –
RPG icon
962
Invesco S&P 500 Pure Growth ETF
RPG
$1.93B
$8K ﹤0.01%
500
– –
RYAAY icon
963
Ryanair
RYAAY
$29.1B
$8K ﹤0.01%
251
– –
RZG icon
964
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$132M
$8K ﹤0.01%
315
– –
SJM icon
965
J.M. Smucker
SJM
$14.1B
$8K ﹤0.01%
73
-1
-1% -$111
STE icon
966
Steris
STE
$22.8B
$8K ﹤0.01%
+125
New +$8.26K
URI icon
967
United Rentals
URI
$64.1B
$8K ﹤0.01%
140
-302
-68% -$21K
WRB icon
968
W.R. Berkley
WRB
$25.4B
$8K ﹤0.01%
489
– –
XIFR
969
XPLR Infrastructure LP
XIFR
$1.11B
$8K ﹤0.01%
365
– –
KMF
970
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$8K ﹤0.01%
+417
New +$9.91K
JJM
971
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$8K ﹤0.01%
370
– –
HVPW
972
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$8K ﹤0.01%
390
+10
+3% +$219
AWAY
973
DELISTED
HOMEAWAY INC COM
AWAY
$8K ﹤0.01%
300
– –
SBNY
974
DELISTED
Signature Bank
SBNY
$8K ﹤0.01%
59
– –
DGI
975
DELISTED
DigitalGlobe Inc.
DGI
$8K ﹤0.01%
400
– –
37 38
39
40 41

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.