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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRI icon
876
Carter's
CRI
$1.23B
$10K ﹤0.01%
+108
New +$9.64K
CVLT icon
877
Commault Systems
CVLT
$5.65B
$10K ﹤0.01%
+260
New +$10.2K
DBL
878
DoubleLine Opportunistic Credit Fund
DBL
$280M
$10K ﹤0.01%
+410
New +$10.3K
EFX icon
879
Equifax
EFX
$22.8B
$10K ﹤0.01%
+91
New +$9.83K
JKHY icon
880
Jack Henry & Associates
JKHY
$12.1B
$10K ﹤0.01%
125
– –
KEY icon
881
KeyCorp
KEY
$23.4B
$10K ﹤0.01%
730
+663
+990% +$8.69K
MS icon
882
Morgan Stanley
MS
$337B
$10K ﹤0.01%
315
– –
MTH icon
883
Meritage Homes
MTH
$4.63B
$10K ﹤0.01%
+600
New +$11K
ON icon
884
ON Semiconductor
ON
$28.3B
$10K ﹤0.01%
1,000
– –
OXLC
885
Oxford Lane Capital
OXLC
$948M
$10K ﹤0.01%
210
– –
PBR.A icon
886
Petrobras Class A
PBR.A
$108B
$10K ﹤0.01%
+3,000
New +$11.9K
PIO icon
887
Invesco Global Water ETF
PIO
$274M
$10K ﹤0.01%
500
– –
QLTA icon
888
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$10K ﹤0.01%
193
-74
-28% -$3.78K
RSG icon
889
Republic Services
RSG
$68B
$10K ﹤0.01%
223
+203
+1,015% +$8.86K
RWX icon
890
State Street SPDR Dow Jones International Real Estate ETF
RWX
$263M
$10K ﹤0.01%
251
+81
+48% +$3.26K
SVC
891
Service Properties Trust
SVC
$1.02B
$10K ﹤0.01%
74
-91
-55% -$12.2K
URI icon
892
United Rentals
URI
$64.1B
$10K ﹤0.01%
140
– –
VIS icon
893
Vanguard Industrials ETF
VIS
$8.07B
$10K ﹤0.01%
100
– –
BT
894
DELISTED
BT Group plc (ADR)
BT
$10K ﹤0.01%
+301
New +$10.6K
INVN
895
DELISTED
Invensense Inc
INVN
$10K ﹤0.01%
1,000
+700
+233% +$7.75K
BEAV
896
DELISTED
B/E Aerospace Inc
BEAV
$10K ﹤0.01%
246
– –
ENH
897
DELISTED
Endurance Specialty Holdings Ltd
ENH
$10K ﹤0.01%
+158
New +$10.2K
SBW
898
DELISTED
Western Asset Worldwide Income
SBW
$10K ﹤0.01%
1,000
– –
VTAE
899
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
$10K ﹤0.01%
563
+385
+216% +$5.3K
ELRC
900
DELISTED
ELECTRO RENT CORP
ELRC
$10K ﹤0.01%
+1,100
New +$11.4K
34 35
36
37 38

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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.