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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
251
Mastercard
MA
$521B
$196K 0.05%
2,174
-81
-4% -$7.61K
USB icon
252
US Bancorp
USB
$97.3B
$196K 0.05%
4,784
-7,539
-61% -$327K
NGLS
253
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$195K 0.05%
6,715
-1,084
-14% -$36.5K
VNQ icon
254
Vanguard Real Estate ETF
VNQ
$38.6B
$194K 0.05%
2,564
+184
+8% +$14.1K
GD icon
255
General Dynamics
GD
$103B
$193K 0.05%
1,396
-21
-1% -$3.04K
ETN icon
256
Eaton
ETN
$156B
$192K 0.05%
3,742
-1,183
-24% -$69.9K
NIO
257
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$192K 0.05%
+13,618
New +$189K
ORCL icon
258
Oracle
ORCL
$435B
$191K 0.05%
5,276
-497
-9% -$19.1K
EEP
259
DELISTED
Enbridge Energy Partners
EEP
$191K 0.05%
7,746
– –
OKS
260
DELISTED
Oneok Partners LP
OKS
$190K 0.05%
6,500
– –
VUG icon
261
Vanguard Morningstar Growth ETF
VUG
$228B
$185K 0.05%
11,040
– –
UAA icon
262
Under Armour
UAA
$2.18B
$183K 0.04%
3,788
+850
+29% +$40.4K
ADP icon
263
Automatic Data Processing
ADP
$114B
$181K 0.04%
2,257
+211
+10% +$16.9K
HTGC icon
264
Hercules Capital
HTGC
$3.27B
$180K 0.04%
17,821
– –
OUNZ icon
265
VanEck Merk Gold Trust
OUNZ
$2.76B
$180K 0.04%
+16,215
New +$182K
DFE icon
266
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
$178K 0.04%
3,300
– –
PRU icon
267
Prudential Financial
PRU
$41.3B
$178K 0.04%
2,341
+100
+4% +$8.39K
HTD
268
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$897M
$173K 0.04%
8,800
– –
NVEC icon
269
NVE Corp
NVEC
$488M
$173K 0.04%
3,566
-843
-19% -$49.9K
VEEV icon
270
Veeva Systems
VEEV
$44.8B
$170K 0.04%
7,267
– –
ACHN
271
DELISTED
Achillion Pharmaceuticals
ACHN
$167K 0.04%
+24,176
New +$197K
BP icon
272
BP
BP
$109B
$160K 0.04%
6,225
+2,284
+58% +$66.9K
SPXU icon
273
ProShares UltraPro Short S&P 500
SPXU
$387M
$159K 0.04%
10
+6
+150% +$86.6K
SRE icon
274
Sempra
SRE
$55.1B
$159K 0.04%
3,290
-494
-13% -$24.3K
FUN icon
275
Cedar Fair
FUN
$1.66B
$158K 0.04%
3,000
– –
9 10
11
12 13

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.