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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
-15.35%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$215M
AUM Growth
-$45.1M
Cap. Flow
+$815K
Cap. Flow %
0.38%
Top 10 Hldgs %
34.56%
Holding
85
New
4
Increased
33
Reduced
12
Closed
8

Top Buys

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.3M
2
SWN
Southwestern Energy Company
SWN
+$2.77M
3
DVN icon
Devon Energy
DVN
+$2.35M
4
PAY
Verifone Systems Inc
PAY
+$2.21M
5
PYPL icon
PayPal
PYPL
+$2.12M

Top Sells

Rank Stock Value
1
CHK
Chesapeake Energy Corporation
CHK
+$6.89M
2
LLL
L3 Technologies, Inc.
LLL
+$6.24M
3
SGY
Stone Energy
SGY
+$3.91M
4
COF icon
Capital One
COF
+$1.76M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$1.75M

Sector Composition

Rank Sector Weight
1 Energy 46.01%
2 Technology 18.4%
3 Healthcare 9.34%
4 Financials 8.77%
5 Industrials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
51
PayPal
PYPL
$48.8B
$1.83M 0.86%
+59,110
New +$2.12M
AB icon
52
AllianceBernstein
AB
$3.44B
$288K 0.13%
10,840
-500
-4% -$13.7K
SCU
53
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$281K 0.13%
3,220
+510
+19% +$54.9K
NDAQ icon
54
Nasdaq
NDAQ
$52.6B
$277K 0.13%
15,600
-5,400
-26% -$92.6K
KKR icon
55
KKR & Co
KKR
$90.2B
$274K 0.13%
16,300
+1,600
+11% +$34K
FIG
56
DELISTED
Fortress Investment Group Llc
FIG
$274K 0.13%
49,320
+4,400
+10% +$27.8K
AMP icon
57
Ameriprise Financial
AMP
$48.5B
$273K 0.13%
2,500
-100
-4% -$11.8K
WDR
58
DELISTED
Waddell & Reed Financial, Inc.
WDR
$273K 0.13%
7,840
+600
+8% +$24.8K
AMG icon
59
Affiliated Managers Group
AMG
$9.82B
$272K 0.13%
1,590
+100
+7% +$19.7K
RJF icon
60
Raymond James Financial
RJF
$33.8B
$272K 0.13%
8,220
– –
BEN icon
61
Franklin Resources
BEN
$17.8B
$270K 0.13%
7,240
+500
+7% +$21.6K
BLK icon
62
Blackrock
BLK
$170B
$268K 0.12%
900
– –
BX icon
63
Blackstone
BX
$103B
$264K 0.12%
8,498
– –
TROW icon
64
T. Rowe Price
TROW
$24B
$264K 0.12%
3,800
-500
-12% -$37K
ORA icon
65
Ormat Technologies
ORA
$6.02B
$205K 0.1%
6,020
– –
GBL
66
DELISTED
GAMCO Investors, Inc.
GBL
$203K 0.09%
6,871
– –
JKS
67
JinkoSolar
JKS
$786M
$164K 0.08%
7,490
– –
SOL
68
DELISTED
Emeren Group
SOL
$146K 0.07%
30,004
– –
SPWR
69
DELISTED
SunPower Corporation Common Stock
SPWR
$142K 0.07%
10,807
– –
CSIQ icon
70
Canadian Solar
CSIQ
$1.02B
$113K 0.05%
6,800
– –
TPLM
71
DELISTED
Triangle Petroleum Corporation
TPLM
$98K 0.05%
69,000
– –
CIG icon
72
CEMIG Preferred Shares
CIG
$6.26B
$91K 0.04%
100,162
– –
ENPH icon
73
Enphase Energy
ENPH
$4.96B
$81K 0.04%
22,000
– –
YGE
74
DELISTED
Yingli Green Energy Holding Comp
YGE
$34K 0.02%
8,332
– –
NTES icon
75
NetEase
NTES
$85B
$21K 0.01%
875
-150
-15% -$3.87K
1 2
3
4

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Guinness Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Guinness Asset Management held 85 positions worth $215M, down 17% from $260M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Guinness Asset Management's Q3 2015 filing shows 4 new, 33 increased, 12 reduced and 8 closed positions. Its largest new stake was Teva Pharmaceuticals: 66,390 shares worth $3.75M. The largest sale was Chesapeake Energy Corporation, an estimated $6.89M.

By sector, the portfolio is most concentrated in Energy at 46% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.

  • Guinness Asset Management's largest Q3 2015 buy was Teva Pharmaceuticals: 66,390 shares worth $3.75M.
  • Guinness Asset Management added most to Southwestern Energy Company in Q3 2015, an estimated $2.77M increase.
  • Guinness Asset Management's biggest Q3 2015 reduction was H&R Block, cutting an estimated $1.35M.
  • Guinness Asset Management fully exited Chesapeake Energy Corporation in Q3 2015, selling an estimated $6.89M.
  • Guinness Asset Management's ten largest holdings make up 35% of its $215M portfolio in Q3 2015.
  • Guinness Asset Management opened 4 new positions and closed 8 in Q3 2015.
  • Guinness Asset Management's portfolio value fell 17% quarter-over-quarter to $215M.

Based on Guinness Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.