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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$164M
AUM Growth
+$2.6M
Cap. Flow
-$8.16M
Cap. Flow %
-4.98%
Top 10 Hldgs %
43.28%
Holding
65
New
1
Increased
35
Reduced
12
Closed
2

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$663K
2
CHK
Chesapeake Energy Corporation
CHK
+$648K
3
XOM icon
ExxonMobil
XOM
+$629K
4
MAT icon
Mattel
MAT
+$546K
5
APA icon
APA Corp
APA
+$541K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.57M
2
PVA
PENN VIRGINIA CORP
PVA
+$3.46M
3
NOC icon
Northrop Grumman
NOC
+$2.18M
4
PTEN icon
Patterson-UTI
PTEN
+$731K
5
HAL icon
Halliburton
HAL
+$593K

Sector Composition

Rank Sector Weight
1 Energy 71.49%
2 Technology 7.72%
3 Financials 6.29%
4 Consumer Staples 4.22%
5 Healthcare 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNT
1
DELISTED
UNIT Corporation
UNT
$7.7M 4.7%
117,794
-10,000
-8% -$557K
NFX
2
DELISTED
Newfield Exploration
NFX
$7.65M 4.67%
244,000
+4,100
+2% +$108K
CNQ icon
3
Canadian Natural Resources
CNQ
$101B
$7.41M 4.52%
399,023
– –
PTEN icon
4
Patterson-UTI
PTEN
$4.74B
$7.18M 4.38%
226,640
-26,300
-10% -$731K
DVN icon
5
Devon Energy
DVN
$52.1B
$7.01M 4.28%
104,750
– –
XOM icon
6
ExxonMobil
XOM
$644B
$6.93M 4.23%
71,000
+6,600
+10% +$629K
HAL icon
7
Halliburton
HAL
$30.1B
$6.89M 4.21%
117,070
-11,100
-9% -$593K
CVX icon
8
Chevron
CVX
$396B
$6.8M 4.15%
57,200
+5,700
+11% +$663K
CHK
9
DELISTED
Chesapeake Energy Corporation
CHK
$6.73M 4.11%
1,389
+133
+11% +$648K
VLO icon
10
Valero Energy
VLO
$101B
$6.64M 4.05%
125,095
-8,400
-6% -$430K
APA icon
11
APA Corp
APA
$14.9B
$6.56M 4%
79,100
+6,600
+9% +$541K
SU icon
12
Suncor Energy
SU
$76.5B
$6.55M 3.99%
187,175
– –
HLX icon
13
Helix Energy Solutions
HLX
$1.49B
$6.54M 3.99%
284,530
+10,200
+4% +$227K
HES
14
DELISTED
Hess
HES
$6.51M 3.97%
78,590
– –
NBL
15
DELISTED
Noble Energy, Inc.
NBL
$6.51M 3.97%
91,670
– –
CRZO
16
DELISTED
Carrizo Oil & Gas Inc
CRZO
$3.94M 2.4%
73,700
– –
SGY
17
DELISTED
Stone Energy
SGY
$3.9M 2.38%
1,633
– –
TSL
18
DELISTED
Trina Solar Limited
TSL
$3.22M 1.96%
239,340
+960
+0.4% +$14.7K
JASO
19
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$3.08M 1.88%
302,520
+5,600
+2% +$56.4K
UPL
20
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$2.76M 1.69%
102,750
– –
JNJ icon
21
Johnson & Johnson
JNJ
$646B
$2.37M 1.44%
24,090
+2,730
+13% +$253K
MAT icon
22
Mattel
MAT
$4.33B
$2.36M 1.44%
58,790
+13,750
+31% +$546K
MSFT icon
23
Microsoft
MSFT
$3.81T
$2.33M 1.42%
56,910
-160
-0.3% -$6.01K
LLL
24
DELISTED
L3 Technologies, Inc.
LLL
$2.32M 1.42%
19,650
-680
-3% -$76K
PG icon
25
Procter & Gamble
PG
$334B
$2.32M 1.41%
28,740
+3,660
+15% +$288K
1
2 3

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Guinness Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Guinness Asset Management held 65 positions worth $164M, up 1.6% from $161M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Guinness Asset Management withdrew a net $8.16M in Q1 2014, closing 2 positions and reducing 12 holdings. Its most notable exit was ConocoPhillips, an estimated $6.57M position sold in full.

By sector, the portfolio is most concentrated in Energy at 71% of assets, down from 73% a quarter earlier, followed by Technology and Financials.

Against the trend, Guinness Asset Management opened a new position in T. Rowe Price worth $189K.

  • Guinness Asset Management's largest Q1 2014 buy was T. Rowe Price: 2,300 shares worth $189K.
  • Guinness Asset Management added most to Chevron in Q1 2014, an estimated $663K increase.
  • Guinness Asset Management's biggest Q1 2014 reduction was PENN VIRGINIA CORP, cutting an estimated $3.46M.
  • Guinness Asset Management fully exited ConocoPhillips in Q1 2014, selling an estimated $6.57M.
  • Guinness Asset Management's ten largest holdings make up 43% of its $164M portfolio in Q1 2014.
  • Guinness Asset Management opened 1 new position and closed 2 in Q1 2014.
  • Guinness Asset Management's portfolio value rose 1.6% quarter-over-quarter to $164M.

Based on Guinness Asset Management's 13F filing for Q1 2014, filed 24 Apr 2014.