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GAM
Guinness Asset Management Portfolio holdings
AUM
$5.91B
1-Year Est. Return
21.44%
This Fund
S&P 500
This Quarter
Est. Return
-10.31%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$237M
AUM Growth
-$19.3M
(-7.5%)
Cap. Flow
+$9.17M
Cap. Flow
% of AUM
3.87%
Top 10 Holdings %
Top 10 Hldgs %
46.95%
Holding
66
New
5
Increased
36
Reduced
16
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Occidental Petroleum
OXY
|
+$11.6M |
| 2 |
SGY
Stone Energy
SGY
|
+$1.73M |
| 3 |
Valero Energy
VLO
|
+$1.16M |
| 4 |
Suncor Energy
SU
|
+$935K |
| 5 |
CHK
Chesapeake Energy Corporation
CHK
|
+$848K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chevron
CVX
|
+$12.2M |
| 2 |
HES
Hess
HES
|
+$920K |
| 3 |
Halliburton
HAL
|
+$473K |
| 4 |
Itron
ITRI
|
+$400K |
| 5 |
APA Corp
APA
|
+$376K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 70.33% |
| 2 | Technology | 9.77% |
| 3 | Financials | 5.37% |
| 4 | Healthcare | 3.86% |
| 5 | Consumer Staples | 2.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Nasdaq
NDAQ
$53.4B
| $225K | 0.1% |
15,900
-2,400
| -13% | -$33.7K |
|
52
Raymond James Financial
RJF
$33.5B
| $224K | 0.09% |
6,270
-300
| -5% | -$10.5K |
|
|
WDR
53
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $224K | 0.09% |
4,340
+1,100
| +34% | +$61.3K |
|
54
Ameriprise Financial
AMP
$47.8B
| $222K | 0.09% |
1,800
-300
| -14% | -$36.8K |
|
55
Blackstone
BX
$104B
| $222K | 0.09% |
7,174
+714
| +11% | +$23.2K |
|
56
State Street
STT
$48.4B
| $222K | 0.09% |
3,010
-400
| -12% | -$28.5K |
|
57
Federated Hermes
FHI
$4.56B
| $221K | 0.09% |
7,530
+600
| +9% | +$18K |
|
58
AllianceBernstein
AB
$3.47B
| $220K | 0.09% |
8,440
+400
| +5% | +$10.7K |
|
59
Affiliated Managers Group
AMG
$9.51B
| $218K | 0.09% |
1,090
-100
| -8% | -$20.4K |
|
|
SCU
60
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $212K | 0.09% |
1,980
+280
| +16% | +$35.8K |
|
61
NetEase
NTES
$83B
| $27K | 0.01% |
1,600
| – | – |
|
62
Qualcomm
QCOM
$164B
| $11K | ﹤0.01% |
150
+20
| +15% | +$1.53K |
|
|
SOHU
63
Sohu.com
SOHU
$352M
| $9K | ﹤0.01% |
180
| – | – |
|
|
CCIH
64
DELISTED
Chinacache International Holdings Ltd
CCIH
| $7K | ﹤0.01% |
+500
| New | +$6.89K |
|
|
65
Chevron
CVX
$382B
| – | – |
-93,800
| Closed | -$12.2M |
|
|
66
Itron
ITRI
$4.48B
| – | – |
-9,865
| Closed | -$400K |
|
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Guinness Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, Guinness Asset Management held 66 positions worth $237M, down 7.5% from $256M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Guinness Asset Management deployed $9.17M of net new capital in Q3 2014, opening 5 new positions and adding to 36 existing holdings. Its largest new stake was Occidental Petroleum: 120,765 shares worth $11.1M.
By sector, the portfolio is most concentrated in Energy at 70% of assets, down from 73% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Hess, an estimated $920K trimmed.
- Guinness Asset Management's largest Q3 2014 buy was Occidental Petroleum: 120,765 shares worth $11.1M.
- Guinness Asset Management added most to Stone Energy in Q3 2014, an estimated $1.73M increase.
- Guinness Asset Management's biggest Q3 2014 reduction was Hess, cutting an estimated $920K.
- Guinness Asset Management fully exited Chevron in Q3 2014, selling an estimated $12.2M.
- Guinness Asset Management's ten largest holdings make up 47% of its $237M portfolio in Q3 2014.
- Guinness Asset Management opened 5 new positions and closed 2 in Q3 2014.
- Guinness Asset Management's portfolio value fell 7.5% quarter-over-quarter to $237M.
Based on Guinness Asset Management's 13F filing for Q3 2014, filed 23 Oct 2014.