Guinness Asset Management’s Waddell & Reed Financial, Inc. WDR Stock Holding History

Guinness Asset Management’s Portfolio WDR Stock Details WDR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-7,840	Closed	-$225K	–	86
2015 Q4	$225K	Hold	7,840	–	–	0.09%	70
2015 Q3	$273K	Buy	7,840 +600	+8%	+$24.8K	0.13%	58
2015 Q2	$343K	Buy	7,240 +1,800	+33%	+$87.7K	0.13%	57
2015 Q1	$269K	Buy	5,440 +600	+12%	+$28.7K	0.13%	63
2014 Q4	$241K	Buy	4,840 +500	+12%	+$23.9K	0.12%	66
2014 Q3	$224K	Buy	4,340 +1,100	+34%	+$61.3K	0.09%	53
2014 Q2	$203K	Buy	3,240 +500	+18%	+$32.4K	0.08%	58
2014 Q1	$202K	Buy	2,740 +1,500	+121%	+$103K	0.12%	56
2013 Q4	$81K	Buy	1,240 +70	+6%	+$4.28K	0.05%	60
2013 Q3	$60K	Buy	1,170 +200	+21%	+$9.95K	0.04%	53
2013 Q2	$42K	Buy	+970	New	+$42.7K	0.03%	52

Other funds holding WDR

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

HCM

Herndon Capital Management Atlanta, Georgia $659M AUM 22.02% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Guinness Asset Management's WDR Position: Q1 2016 in Review

Guinness Asset Management sold out of Waddell & Reed Financial, Inc. (WDR) in Q1 2016, closing a stake of 7,840 shares — an estimated $225K sold.

Guinness Asset Management first reported a position in WDR in Q2 2013 and held it in 11 quarters. The position peaked at $343K in Q2 2015. 254 funds tracked by Wall St. Rank hold WDR as of Q1 2016.

Guinness Asset Management reported no remaining Waddell & Reed Financial, Inc. position as of Q1 2016 after selling out during the quarter.
Guinness Asset Management sold 7,840 Waddell & Reed Financial, Inc. shares in Q1 2016, an estimated $225K.
Guinness Asset Management first reported a position in Waddell & Reed Financial, Inc. in Q2 2013 and held it in 11 quarters.
Guinness Asset Management's Waddell & Reed Financial, Inc. position peaked at $343K in Q2 2015.
254 funds tracked by Wall St. Rank held Waddell & Reed Financial, Inc. as of Q1 2016.

Based on Guinness Asset Management's 13F filing for Q1 2016, filed 12 Apr 2016.