GAM

Guinness Asset Management Portfolio holdings

AUM $5.59B
This Quarter Return
+7.34%
1 Year Return
+22.32%
3 Year Return
+74.43%
5 Year Return
+154.91%
10 Year Return
+274.16%
AUM
$164M
AUM Growth
+$164M
Cap. Flow
-$9.5M
Cap. Flow %
-5.79%
Top 10 Hldgs %
43.28%
Holding
65
New
1
Increased
35
Reduced
12
Closed
2

Top Buys

1
CVX icon
Chevron
CVX
$678K
2
CHK
Chesapeake Energy Corporation
CHK
$645K
3
XOM icon
Exxon Mobil
XOM
$645K
4
MAT icon
Mattel
MAT
$551K
5
APA icon
APA Corp
APA
$547K

Top Sells

1
COP icon
ConocoPhillips
COP
$6.57M
2
PVA
PENN VIRGINIA CORP
PVA
$4.54M
3
NOC icon
Northrop Grumman
NOC
$2.18M
4
PTEN icon
Patterson-UTI
PTEN
$833K
5
UNT
UNIT Corporation
UNT
$654K

Sector Composition

1 Energy 69.04%
2 Technology 7.72%
3 Financials 6.29%
4 Consumer Staples 4.22%
5 Healthcare 4.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NDAQ icon
51
Nasdaq
NDAQ
$53.8B
$207K 0.13%
16,800
+10,500
+167% +$129K
FIG
52
DELISTED
Fortress Investment Group Llc
FIG
$207K 0.13%
28,020
+18,700
+201% +$138K
RJF icon
53
Raymond James Financial
RJF
$33.2B
$206K 0.13%
5,520
+3,150
+133% +$118K
STT icon
54
State Street
STT
$32.1B
$202K 0.12%
2,910
+1,800
+162% +$125K
GBL
55
DELISTED
GAMCO Investors, Inc.
GBL
$202K 0.12%
4,828
+2,971
+160% +$124K
WDR
56
DELISTED
Waddell & Reed Financial, Inc.
WDR
$202K 0.12%
2,740
+1,500
+121% +$111K
AB icon
57
AllianceBernstein
AB
$4.35B
$201K 0.12%
8,040
+4,200
+109% +$105K
AMP icon
58
Ameriprise Financial
AMP
$47.8B
$198K 0.12%
1,800
+1,100
+157% +$121K
BEN icon
59
Franklin Resources
BEN
$13.3B
$197K 0.12%
3,640
+2,200
+153% +$119K
TROW icon
60
T Rowe Price
TROW
$23.2B
$189K 0.12%
+2,300
New +$189K
NTES icon
61
NetEase
NTES
$85.4B
$22K 0.01%
1,600
– –
SOHU
62
Sohu.com
SOHU
$487M
$12K 0.01%
180
– –
QCOM icon
63
Qualcomm
QCOM
$170B
$10K 0.01%
130
– –
COP icon
64
ConocoPhillips
COP
$118B
– –
-92,990
Closed -$6.57M
NOC icon
65
Northrop Grumman
NOC
$83.2B
– –
-19,060
Closed -$2.18M
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