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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
+16.83%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$162M
AUM Growth
+$31.3M
Cap. Flow
+$12.4M
Cap. Flow %
7.62%
Top 10 Hldgs %
41.05%
Holding
72
New
1
Increased
43
Reduced
17
Closed
2

Top Buys

Rank Stock Value
1
HRB icon
H&R Block
HRB
+$1.01M
2
MSFT icon
Microsoft
MSFT
+$997K
3
KO icon
Coca-Cola
KO
+$993K
4
MAT icon
Mattel
MAT
+$963K
5
RAI
Reynolds American Inc
RAI
+$950K

Top Sells

Rank Stock Value
1
CHK
Chesapeake Energy Corporation
CHK
+$1.05M
2
TPLM
Triangle Petroleum Corporation
TPLM
+$901K
3
SGY
Stone Energy
SGY
+$848K
4
TSL
Trina Solar Limited
TSL
+$571K
5
HES
Hess
HES
+$529K

Sector Composition

Rank Sector Weight
1 Energy 70.82%
2 Technology 7.69%
3 Healthcare 4.23%
4 Consumer Staples 4.22%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORA icon
51
Ormat Technologies
ORA
$5.94B
$167K 0.1%
6,230
+3,050
+96% +$75.9K
GBL
52
DELISTED
GAMCO Investors, Inc.
GBL
$75K 0.05%
1,820
+372
+26% +$12.3K
WDR
53
DELISTED
Waddell & Reed Financial, Inc.
WDR
$60K 0.04%
1,170
+200
+21% +$9.95K
BEN icon
54
Franklin Resources
BEN
$17.2B
$59K 0.04%
1,150
+400
+53% +$19.3K
BLK icon
55
Blackrock
BLK
$170B
$54K 0.03%
200
+100
+100% +$27.2K
AMG icon
56
Affiliated Managers Group
AMG
$9.65B
$53K 0.03%
290
+100
+53% +$17.8K
BX icon
57
Blackstone
BX
$102B
$51K 0.03%
2,079
+408
+24% +$9.08K
FIG
58
DELISTED
Fortress Investment Group Llc
FIG
$48K 0.03%
6,020
+900
+18% +$6.77K
STT icon
59
State Street
STT
$50.2B
$47K 0.03%
710
+100
+16% +$6.84K
AMP icon
60
Ameriprise Financial
AMP
$48.1B
$46K 0.03%
500
– –
NDAQ icon
61
Nasdaq
NDAQ
$53.2B
$45K 0.03%
4,200
+1,200
+40% +$12.8K
RJF icon
62
Raymond James Financial
RJF
$33.6B
$45K 0.03%
1,620
+450
+38% +$13K
SCU
63
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$45K 0.03%
410
+50
+14% +$5.5K
FHI icon
64
Federated Hermes
FHI
$4.51B
$44K 0.03%
1,630
+200
+14% +$5.69K
AB icon
65
AllianceBernstein
AB
$3.43B
$43K 0.03%
2,140
+600
+39% +$12.4K
SOHU
66
Sohu.com
SOHU
$359M
$27K 0.02%
350
– –
NTES icon
67
NetEase
NTES
$84.4B
$23K 0.01%
1,600
– –
TSM icon
68
TSMC
TSM
$2.09T
$18K 0.01%
1,068
-484
-31% -$8.26K
AMAT icon
69
Applied Materials
AMAT
$398B
$13K 0.01%
750
– –
BBY icon
70
Best Buy
BBY
$18.5B
$12K 0.01%
310
– –
STP
71
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-25,740
Closed -$27K
PWER
72
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-11,520
Closed -$73K
1 2
3

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WAM
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VAM
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TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
CGPCS
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AL
Appaloosa LP Short Hills, New Jersey $5.93B AUM 44.55% 1-Year Est. Return
CAG
Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return
JSSH
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SC
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Guinness Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Guinness Asset Management held 72 positions worth $162M, up 24% from $131M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Guinness Asset Management deployed $12.4M of net new capital in Q3 2013, opening 1 new position and adding to 43 existing holdings. Its largest new stake was JinkoSolar: 12,430 shares worth $280K.

By sector, the portfolio is most concentrated in Energy at 71% of assets, down from 80% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Chesapeake Energy Corporation, an estimated $1.05M trimmed.

  • Guinness Asset Management's largest Q3 2013 buy was JinkoSolar: 12,430 shares worth $280K.
  • Guinness Asset Management added most to H&R Block in Q3 2013, an estimated $1.01M increase.
  • Guinness Asset Management's biggest Q3 2013 reduction was Chesapeake Energy Corporation, cutting an estimated $1.05M.
  • Guinness Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $73K.
  • Guinness Asset Management's ten largest holdings make up 41% of its $162M portfolio in Q3 2013.
  • Guinness Asset Management opened 1 new position and closed 2 in Q3 2013.
  • Guinness Asset Management's portfolio value rose 24% quarter-over-quarter to $162M.

Based on Guinness Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.