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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARMK icon
2126
Aramark
ARMK
$15.9B
– –
-11,011
Closed -$296K
ATRC icon
2127
AtriCure
ATRC
$2.22B
– –
-5,875
Closed -$466K
AVAV icon
2128
AeroVironment
AVAV
$9.81B
– –
-3,592
Closed -$360K
AVNS
2129
DELISTED
Avanos Medical
AVNS
– –
-10,550
Closed -$384K
BEKE icon
2130
KE Holdings
BEKE
$19.2B
– –
-8,100
Closed -$386K
BELFB
2131
Bel Fuse Inc Class B
BELFB
$4.25B
– –
-53,986
Closed -$777K
BEPC icon
2132
Brookfield Renewable
BEPC
$6.5B
– –
-6,094
Closed -$256K
BGS icon
2133
B&G Foods
BGS
$291M
– –
-10,750
Closed -$353K
BLDR icon
2134
Builders FirstSource
BLDR
$7.79B
– –
-6,362
Closed -$271K
CAF
2135
Morgan Stanley China A Share Fund
CAF
$326M
– –
-9,061
Closed -$207K
CBRL icon
2136
Cracker Barrel
CBRL
$1.31B
– –
-1,418
Closed -$211K
CBT icon
2137
Cabot Corp
CBT
$4.46B
– –
-5,252
Closed -$299K
CDXS icon
2138
Codexis
CDXS
$172M
– –
-18,057
Closed -$409K
CEVA icon
2139
CEVA Inc
CEVA
$857M
– –
-5,737
Closed -$271K
CHGG icon
2140
Chegg
CHGG
$88.9M
– –
-25,001
Closed -$2.08M
CHH icon
2141
Choice Hotels
CHH
$4.75B
– –
-2,294
Closed -$273K
CNXN icon
2142
PC Connection
CNXN
$2.03B
– –
-10,033
Closed -$464K
COTY icon
2143
Coty
COTY
$2.43B
– –
-24,629
Closed -$230K
CPF icon
2144
Central Pacific Financial
CPF
$997M
– –
-19,573
Closed -$510K
CQP icon
2145
Cheniere Energy
CQP
$33.3B
– –
-5,393
Closed -$239K
CRK icon
2146
Comstock Resources
CRK
$4.09B
– –
-10,545
Closed -$70K
CSL icon
2147
Carlisle Companies
CSL
$15.2B
– –
-5,232
Closed -$1M
CVE icon
2148
Cenovus Energy
CVE
$55.6B
– –
-13,081
Closed -$125K
CVI icon
2149
CVR Energy
CVI
$3.52B
– –
-16,374
Closed -$294K
DIN icon
2150
Dine Brands
DIN
$462M
– –
-2,940
Closed -$262K
84 85
86
87 88

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UCFA
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.