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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$775M
Cap. Flow %
-6.01%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Healthcare 8.46%
3 Consumer Discretionary 7.42%
4 Communication Services 7.23%
5 Industrials 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$5.02T
$451M 3.5%
2,587,932
-526,829
-17% -$96.7M
AAPL icon
2
Apple
AAPL
$4.81T
$372M 2.88%
1,463,999
-304,986
-17% -$79.4M
MSFT icon
3
Microsoft
MSFT
$2.95T
$298M 2.31%
803,701
-140,633
-15% -$58.8M
AVGO icon
4
Broadcom
AVGO
$1.84T
$241M 1.87%
778,536
-81,866
-10% -$26.9M
AMZN icon
5
Amazon
AMZN
$2.66T
$224M 1.73%
1,073,678
-204,017
-16% -$44.9M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$4.24T
$207M 1.6%
718,745
-146,577
-17% -$46.1M
META icon
7
Meta Platforms (Facebook)
META
$1.63T
$188M 1.46%
329,350
-57,992
-15% -$37.2M
LRCX icon
8
Lam Research
LRCX
$403B
$174M 1.35%
813,760
-79,308
-9% -$17.7M
SPY icon
9
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$168M 1.31%
258,700
+15,400
+6% +$10.5M
SPY icon
10
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$168M 1.31%
258,700
+15,400
+6% +$10.5M
WMT icon
11
Walmart Inc
WMT
$878B
$158M 1.23%
1,271,869
+932,076
+274% +$114M
MU icon
12
Micron Technology
MU
$1.1T
$149M 1.15%
440,292
-79,783
-15% -$31.3M
TSLA icon
13
Tesla
TSLA
$1.42T
$143M 1.11%
385,982
-24,374
-6% -$10M
AMAT icon
14
Applied Materials
AMAT
$448B
$142M 1.1%
415,518
-69,509
-14% -$23.4M
COST icon
15
Costco
COST
$412B
$134M 1.04%
134,581
-19,657
-13% -$19.2M
CSCO icon
16
Cisco
CSCO
$442B
$129M 1%
1,663,935
-223,190
-12% -$17.5M
GOOG icon
17
Alphabet (Google) Class C
GOOG
$4.22T
$122M 0.95%
425,584
-108,956
-20% -$34.2M
AMD icon
18
Advanced Micro Devices
AMD
$888B
$108M 0.84%
529,463
-67,086
-11% -$14.3M
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$96.7M 0.75%
148,649
-36,298
-20% -$24.7M
NFLX icon
20
Netflix
NFLX
$286B
$96.5M 0.75%
1,003,124
-179,498
-15% -$15.8M
MRK icon
21
Merck
MRK
$312B
$95.6M 0.74%
794,868
+21,150
+3% +$2.44M
WM icon
22
Waste Management
WM
$93.6B
$86.3M 0.67%
375,486
-3,120
-0.8% -$717K
QCOM icon
23
Qualcomm
QCOM
$183B
$85.4M 0.66%
663,467
-89,811
-12% -$13.1M
PEP icon
24
PepsiCo
PEP
$184B
$85.4M 0.66%
550,120
-51,262
-9% -$7.99M
V icon
25
Visa
V
$677B
$81.9M 0.64%
270,953
-11,425
-4% -$3.67M
1
2 3 4 5

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NMIFOAC
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Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $775M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.