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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKH icon
576
Black Hills Corp
BKH
$5.58B
$13.7M 0.04%
223,332
-45,333
-17% -$2.76M
EGP icon
577
EastGroup Properties
EGP
$10.9B
$13.6M 0.04%
185,185
+22,150
+14% +$1.6M
BMRN icon
578
BioMarin Pharmaceuticals
BMRN
$13.6B
$13.6M 0.04%
146,741
-3,726
-2% -$351K
FULT icon
579
Fulton Financial
FULT
$4.67B
$13.3M 0.04%
918,807
-6,271
-0.7% -$88K
ALLY icon
580
Ally Financial
ALLY
$13.5B
$13.2M 0.04%
679,740
+116,317
+21% +$2.16M
CRUS icon
581
Cirrus Logic
CRUS
$6.11B
$13.2M 0.04%
248,658
+125,480
+102% +$6.03M
CII icon
582
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$13.1M 0.04%
954,237
+37,376
+4% +$516K
CUBE icon
583
CubeSmart
CUBE
$9.28B
$13.1M 0.04%
479,473
-27,748
-5% -$795K
DY icon
584
Dycom Industries
DY
$12.3B
$12.8M 0.04%
156,911
+111,127
+243% +$9.81M
PVTB
585
DELISTED
PrivateBancorp Inc
PVTB
$12.8M 0.04%
279,189
-46,497
-14% -$2.09M
NTES icon
586
NetEase
NTES
$79.5B
$12.6M 0.04%
262,200
+22,280
+9% +$948K
SFM icon
587
Sprouts Farmers Market
SFM
$8.03B
$12.5M 0.04%
605,714
+101,384
+20% +$2.25M
NZF icon
588
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$12.4M 0.04%
788,541
-72,501
-8% -$1.15M
CDK
589
DELISTED
CDK Global, Inc.
CDK
$12.4M 0.04%
215,845
-32,869
-13% -$1.89M
TERP
590
DELISTED
TerraForm Power, Inc
TERP
$12.4M 0.04%
888,573
-363,216
-29% -$4.54M
HYD icon
591
VanEck High Yield Muni ETF
HYD
$4.4B
$12.4M 0.04%
191,541
-25,811
-12% -$1.67M
IQI icon
592
Invesco Quality Municipal Securities
IQI
$538M
$12.4M 0.04%
895,003
+105,949
+13% +$1.47M
ETW
593
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$12.3M 0.04%
1,114,583
+12,809
+1% +$138K
BLE
594
DELISTED
BlackRock Municipal Income Trust II
BLE
$12.3M 0.04%
760,913
+103,898
+16% +$1.7M
ZD icon
595
Ziff Davis
ZD
$1.88B
$12.2M 0.04%
211,451
-18,104
-8% -$1.05M
FTNT icon
596
Fortinet
FTNT
$118B
$12.2M 0.04%
1,657,300
-226,060
-12% -$1.58M
SMM
597
DELISTED
Salient Midstream & MLP Fund
SMM
$12.2M 0.04%
958,432
-73,603
-7% -$870K
LVS icon
598
Las Vegas Sands
LVS
$29.6B
$12.2M 0.04%
211,173
-14,904
-7% -$768K
SEIC icon
599
SEI Investments
SEIC
$12.7B
$12.1M 0.04%
266,177
-96,346
-27% -$4.52M
UNF icon
600
Unifirst Corp
UNF
$5.24B
$12.1M 0.04%
91,889
+46
+0.1% +$5.67K
22 23
24
25 26

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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.