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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+14.35%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$51M
Cap. Flow
+$11.9M
Cap. Flow %
3.1%
Top 10 Hldgs %
34.19%
Holding
192
New
40
Increased
32
Reduced
48
Closed
26

Top Buys

Rank Stock Value
1
FLR icon
Fluor
FLR
+$3.44M
2
FFIV icon
F5
FFIV
+$2.56M
3
SPR
Spirit AeroSystems
SPR
+$2.36M
4
ALTR
Altera Corp
ALTR
+$2.34M
5
SWN
Southwestern Energy Company
SWN
+$2.25M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$3.71M
2
OTEX icon
Open Text
OTEX
+$2.99M
3
LKM
Link Motion Inc.
LKM
+$2.83M
4
ALU
Alcatel-Lucent
ALU
+$2.68M
5
CAVM
Cavium, Inc.
CAVM
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 26.96%
2 Industrials 13.8%
3 Communication Services 11.91%
4 Consumer Staples 7.45%
5 Energy 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STGW icon
1
Stagwell
STGW
$2.13B
$38.5M 10.06%
1,510,532
-57,354
-4% -$1.24M
STKL
2
DELISTED
SunOpta
STKL
$24.2M 6.32%
2,417,093
+45,100
+2% +$435K
HIMX
3
Himax Technologies
HIMX
$2.23B
$16.9M 4.42%
1,150,000
-200,000
-15% -$2.12M
IW
4
DELISTED
IMAGEWARE SYSTEMS,INC
IW
$10.2M 2.66%
5,863,548
-763,175
-12% -$1.33M
LIWA
5
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$9.05M 2.36%
1,581,570
– –
HOMS
6
DELISTED
HOMESTORE INC.
HOMS
$6.62M 1.73%
414,000
-25
-0% -$400
ALU
7
DELISTED
Alcatel-Lucent
ALU
$6.6M 1.72%
1,500,000
-683,376
-31% -$2.68M
PXD
8
DELISTED
Pioneer Natural Resource Co.
PXD
$6.35M 1.66%
34,500
-3,500
-9% -$674K
CONN
9
DELISTED
Conn's Inc.
CONN
$6.3M 1.65%
80,000
– –
PRIM icon
10
Primoris Services
PRIM
$4.77B
$6.23M 1.63%
200,000
– –
AAPL icon
11
Apple
AAPL
$4.46T
$5.89M 1.54%
294,000
– –
UI icon
12
Ubiquiti
UI
$33.2B
$5.51M 1.44%
120,000
+27,500
+30% +$1.09M
CNR
13
DELISTED
Cornerstone Building Brands, Inc.
CNR
$5.17M 1.35%
294,500
+122,500
+71% +$1.9M
POWR
14
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$4.71M 1.23%
274,300
– –
XLNX
15
DELISTED
Xilinx Inc
XLNX
$4.59M 1.2%
100,000
+35,000
+54% +$1.57M
PKT
16
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$4.36M 1.14%
290,000
– –
BEAV
17
DELISTED
B/E Aerospace Inc
BEAV
$4.34M 1.13%
68,946
– –
CLH icon
18
Clean Harbors
CLH
$16.4B
$4.2M 1.1%
70,000
+10,000
+17% +$577K
LBTYK icon
19
Liberty Global Class C
LBTYK
$3.63B
$4.03M 1.05%
118,161
– –
SIGA icon
20
SIGA Technologies
SIGA
$230M
$3.84M 1%
1,174,954
– –
WG
21
DELISTED
Willbros Group
WG
$3.83M 1%
406,000
+20,000
+5% +$182K
FLR icon
22
Fluor
FLR
$7.01B
$3.61M 0.94%
+45,000
New +$3.44M
CALX icon
23
Calix
CALX
$2.35B
$3.42M 0.89%
354,900
+64,900
+22% +$694K
LOGM
24
DELISTED
LogMein, Inc.
LOGM
$3.42M 0.89%
101,800
+21,800
+27% +$697K
EOG icon
25
EOG Resources
EOG
$77.6B
$3.41M 0.89%
40,652
– –
1
2 3 4 5

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Gruber & McBaine Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Gruber & McBaine Capital Management held 192 positions worth $383M, up 15% from $332M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Gruber & McBaine Capital Management deployed $11.9M of net new capital in Q4 2013, opening 40 new positions and adding to 32 existing holdings. Its largest new stake was Fluor: 45,000 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 27% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was United Airlines, an estimated $3.71M trimmed.

  • Gruber & McBaine Capital Management's largest Q4 2013 buy was Fluor: 45,000 shares worth $3.61M.
  • Gruber & McBaine Capital Management added most to Altera Corp in Q4 2013, an estimated $2.34M increase.
  • Gruber & McBaine Capital Management's biggest Q4 2013 reduction was United Airlines, cutting an estimated $3.71M.
  • Gruber & McBaine Capital Management fully exited Open Text in Q4 2013, selling an estimated $2.99M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 34% of its $383M portfolio in Q4 2013.
  • Gruber & McBaine Capital Management opened 40 new positions and closed 26 in Q4 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 15% quarter-over-quarter to $383M.

Based on Gruber & McBaine Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.