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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+14.35%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$51M
Cap. Flow
+$11.9M
Cap. Flow %
3.1%
Top 10 Hldgs %
34.19%
Holding
192
New
40
Increased
32
Reduced
48
Closed
26

Top Buys

Rank Stock Value
1
FLR icon
Fluor
FLR
+$3.44M
2
FFIV icon
F5
FFIV
+$2.56M
3
SPR
Spirit AeroSystems
SPR
+$2.36M
4
ALTR
Altera Corp
ALTR
+$2.34M
5
SWN
Southwestern Energy Company
SWN
+$2.25M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$3.71M
2
OTEX icon
Open Text
OTEX
+$2.99M
3
LKM
Link Motion Inc.
LKM
+$2.83M
4
ALU
Alcatel-Lucent
ALU
+$2.68M
5
CAVM
Cavium, Inc.
CAVM
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 26.96%
2 Industrials 13.8%
3 Communication Services 11.91%
4 Consumer Staples 7.45%
5 Energy 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAVX
151
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$211K 0.06%
23,241
-8,603
-27% -$99.4K
ACW
152
DELISTED
Accuride Corp
ACW
$187K 0.05%
50,000
-65,000
-57% -$257K
VXGN
153
DELISTED
VAXGEN INC
VXGN
$185K 0.05%
205,000
-20,000
-9% -$18K
RTK
154
DELISTED
Rentech, Inc.
RTK
$175K 0.05%
10,000
– –
LEAF
155
DELISTED
Leaf Group Ltd.
LEAF
$159K 0.04%
13,892
– –
INVE icon
156
Identive
INVE
$62.4M
$82K 0.02%
14,229
-29,594
-68% -$190K
PCYO icon
157
Pure Cycle
PCYO
$275M
$69K 0.02%
10,900
– –
EMAK
158
DELISTED
EMAK WORLDWIDE INC
EMAK
$7K ﹤0.01%
681,036
-149,650
-18% -$1.54K
ARCB icon
159
ArcBest
ARCB
$3.03B
– –
-30,000
Closed -$770K
AZTA icon
160
Azenta
AZTA
$1.54B
– –
-100,000
Closed -$931K
CTLP
161
DELISTED
Cantaloupe
CTLP
– –
-90,000
Closed -$145K
EQT icon
162
EQT Corp
EQT
$34B
– –
-27,555
Closed -$1.33M
GEVO icon
163
Gevo
GEVO
$403M
– –
-20
Closed -$228K
GRMN
164
Garmin
GRMN
$59.7B
– –
-50,000
Closed -$2.26M
INGR icon
165
Ingredion
INGR
$6.6B
– –
-15,000
Closed -$993K
MYRG icon
166
MYR Group
MYRG
$5.14B
– –
-20,000
Closed -$486K
NSC icon
167
Norfolk Southern
NSC
$75.2B
– –
-14,950
Closed -$1.16M
OTEX icon
168
Open Text
OTEX
$5.81B
– –
-160,000
Closed -$2.99M
PANW icon
169
Palo Alto Networks
PANW
$313B
– –
-60,000
Closed -$458K
SAFM
170
DELISTED
Sanderson Farms Inc
SAFM
– –
-19,995
Closed -$1.3M
SREV
171
DELISTED
ServiceSource International, Inc.
SREV
– –
-194,640
Closed -$2.35M
SHOS
172
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-33,000
Closed -$1.05M
IDTI
173
DELISTED
Integrated Device Technology I
IDTI
– –
-100,000
Closed -$942K
LKM
174
DELISTED
Link Motion Inc.
LKM
– –
-130,000
Closed -$2.83M
WIN
175
DELISTED
Windstream Holdings Inc
WIN
– –
-15,958
Closed -$1M
4 5 6
7
8

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HC
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RRC
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STI
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F
FolioMetrix Omaha, Nebraska $239M AUM
CG
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R
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SBK
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LG
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Gruber & McBaine Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Gruber & McBaine Capital Management held 192 positions worth $383M, up 15% from $332M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Gruber & McBaine Capital Management deployed $11.9M of net new capital in Q4 2013, opening 40 new positions and adding to 32 existing holdings. Its largest new stake was Fluor: 45,000 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 27% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was United Airlines, an estimated $3.71M trimmed.

  • Gruber & McBaine Capital Management's largest Q4 2013 buy was Fluor: 45,000 shares worth $3.61M.
  • Gruber & McBaine Capital Management added most to Altera Corp in Q4 2013, an estimated $2.34M increase.
  • Gruber & McBaine Capital Management's biggest Q4 2013 reduction was United Airlines, cutting an estimated $3.71M.
  • Gruber & McBaine Capital Management fully exited Open Text in Q4 2013, selling an estimated $2.99M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 34% of its $383M portfolio in Q4 2013.
  • Gruber & McBaine Capital Management opened 40 new positions and closed 26 in Q4 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 15% quarter-over-quarter to $383M.

Based on Gruber & McBaine Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.