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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+14.35%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$51M
Cap. Flow
+$11.9M
Cap. Flow %
3.1%
Top 10 Hldgs %
34.19%
Holding
192
New
40
Increased
32
Reduced
48
Closed
26

Top Buys

Rank Stock Value
1
FLR icon
Fluor
FLR
+$3.44M
2
FFIV icon
F5
FFIV
+$2.56M
3
SPR
Spirit AeroSystems
SPR
+$2.36M
4
ALTR
Altera Corp
ALTR
+$2.34M
5
SWN
Southwestern Energy Company
SWN
+$2.25M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$3.71M
2
OTEX icon
Open Text
OTEX
+$2.99M
3
LKM
Link Motion Inc.
LKM
+$2.83M
4
ALU
Alcatel-Lucent
ALU
+$2.68M
5
CAVM
Cavium, Inc.
CAVM
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 26.96%
2 Industrials 13.8%
3 Communication Services 11.91%
4 Consumer Staples 7.45%
5 Energy 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEOS icon
126
Geospace Technologies
GEOS
$69.2M
$569K 0.15%
+6,000
New +$552K
WNC icon
127
Wabash National
WNC
$505M
$569K 0.15%
46,083
-70,517
-60% -$842K
SANW
128
DELISTED
S&W Seed Co
SANW
$555K 0.14%
4,205
– –
OVRL
129
DELISTED
OVERLAND STORAGE INC
OVRL
$553K 0.14%
114,000
-40,747
-26% -$198K
ORN icon
130
Orion Group Holdings
ORN
$396M
$541K 0.14%
45,000
-54,800
-55% -$637K
PEGA icon
131
Pegasystems
PEGA
$5.44B
$541K 0.14%
44,000
-36,000
-45% -$395K
NRF
132
DELISTED
NorthStar Realty Finance Corp.
NRF
$538K 0.14%
+20,370
New +$411K
SAEX
133
DELISTED
SAExploration Holdings, Inc.
SAEX
$536K 0.14%
+22
New +$489K
MXL icon
134
MaxLinear
MXL
$6.26B
$522K 0.14%
+50,000
New +$430K
FRGI
135
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$522K 0.14%
10,000
-20,000
-67% -$892K
PESI icon
136
Perma-Fix Environmental Services
PESI
$370M
$520K 0.14%
159,860
-40,140
-20% -$139K
IMI
137
DELISTED
Intermolecular, Inc.
IMI
$516K 0.13%
104,850
-5,000
-5% -$28.2K
LTBR icon
138
Lightbridge
LTBR
$339M
$492K 0.13%
5,659
+4,284
+312% +$421K
SN
139
DELISTED
Sanchez Energy Corporation
SN
$490K 0.13%
20,000
-5,000
-20% -$133K
NPTN
140
DELISTED
NEOPHOTONICS CORP
NPTN
$476K 0.12%
67,400
+2,400
+4% +$16K
BMCH
141
DELISTED
BMC Stock Holdings, Inc
BMCH
$456K 0.12%
+25,000
New +$403K
NVMI
142
Nova
NVMI
$12.6B
$453K 0.12%
46,042
– –
ZAGG
143
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$412K 0.11%
94,600
-275,400
-74% -$1.18M
MLNX
144
DELISTED
Mellanox Technologies, Ltd.
MLNX
$400K 0.1%
+10,000
New +$381K
OPCH icon
145
Option Care Health
OPCH
$3.61B
$370K 0.1%
12,500
– –
TEU
146
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$362K 0.09%
+110,000
New +$381K
DHT icon
147
DHT Holdings
DHT
$2.93B
$342K 0.09%
+50,000
New +$274K
IBM icon
148
IBM
IBM
$225B
$325K 0.08%
1,813
– –
QMCO icon
149
Quantum Corp
QMCO
$764M
$288K 0.08%
1,500
-4,750
-76% -$971K
RNF
150
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$264K 0.07%
15,000
– –
4 5
6
7 8

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STI
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SBK
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LG
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Gruber & McBaine Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Gruber & McBaine Capital Management held 192 positions worth $383M, up 15% from $332M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Gruber & McBaine Capital Management deployed $11.9M of net new capital in Q4 2013, opening 40 new positions and adding to 32 existing holdings. Its largest new stake was Fluor: 45,000 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 27% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was United Airlines, an estimated $3.71M trimmed.

  • Gruber & McBaine Capital Management's largest Q4 2013 buy was Fluor: 45,000 shares worth $3.61M.
  • Gruber & McBaine Capital Management added most to Altera Corp in Q4 2013, an estimated $2.34M increase.
  • Gruber & McBaine Capital Management's biggest Q4 2013 reduction was United Airlines, cutting an estimated $3.71M.
  • Gruber & McBaine Capital Management fully exited Open Text in Q4 2013, selling an estimated $2.99M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 34% of its $383M portfolio in Q4 2013.
  • Gruber & McBaine Capital Management opened 40 new positions and closed 26 in Q4 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 15% quarter-over-quarter to $383M.

Based on Gruber & McBaine Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.