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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+14.35%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$51M
Cap. Flow
+$11.9M
Cap. Flow %
3.1%
Top 10 Hldgs %
34.19%
Holding
192
New
40
Increased
32
Reduced
48
Closed
26

Top Buys

Rank Stock Value
1
FLR icon
Fluor
FLR
+$3.44M
2
FFIV icon
F5
FFIV
+$2.56M
3
SPR
Spirit AeroSystems
SPR
+$2.36M
4
ALTR
Altera Corp
ALTR
+$2.34M
5
SWN
Southwestern Energy Company
SWN
+$2.25M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$3.71M
2
OTEX icon
Open Text
OTEX
+$2.99M
3
LKM
Link Motion Inc.
LKM
+$2.83M
4
ALU
Alcatel-Lucent
ALU
+$2.68M
5
CAVM
Cavium, Inc.
CAVM
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 26.96%
2 Industrials 13.8%
3 Communication Services 11.91%
4 Consumer Staples 7.45%
5 Energy 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
101
Altimmune
ALT
$583M
$1.12M 0.29%
2,000
– –
CODE
102
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.11M 0.29%
80,000
– –
ANN
103
DELISTED
ANN INC
ANN
$1.1M 0.29%
30,000
– –
XCRA
104
DELISTED
Xcerra Corporation
XCRA
$1.04M 0.27%
130,000
– –
SYNA icon
105
Synaptics
SYNA
$4.18B
$1.04M 0.27%
+20,000
New +$980K
STLD icon
106
Steel Dynamics
STLD
$37.8B
$977K 0.26%
50,000
-10,000
-17% -$183K
SEAC
107
DELISTED
Seachange International Inc
SEAC
$973K 0.25%
+4,000
New +$1.06M
LSCC icon
108
Lattice Semiconductor
LSCC
$17.9B
$964K 0.25%
175,000
– –
EMMS
109
DELISTED
Emmis Communications Corp
EMMS
$942K 0.25%
93,100
+13,300
+17% +$123K
ADNC
110
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$931K 0.24%
+80,000
New +$882K
OCLR
111
DELISTED
Oclaro Inc.
OCLR
$907K 0.24%
364,260
-162,895
-31% -$348K
ETFC
112
DELISTED
E*Trade Financial Corporation
ETFC
$903K 0.24%
45,980
-54,020
-54% -$960K
RKUS
113
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$852K 0.22%
60,000
+22,700
+61% +$334K
ACAT
114
DELISTED
Arctic Cat Inc
ACAT
$832K 0.22%
+14,600
New +$807K
MONT
115
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$816K 0.21%
+50,000
New +$773K
SIMO icon
116
Silicon Motion
SIMO
$7.6B
$799K 0.21%
+56,500
New +$771K
SNDK
117
DELISTED
SANDISK CORP
SNDK
$777K 0.2%
11,010
-23,990
-69% -$1.62M
TEAR
118
DELISTED
TearLab Corporation
TEAR
$747K 0.2%
8,000
+2,000
+33% +$199K
TWER
119
DELISTED
Towerstream Corporation Common Stock
TWER
$681K 0.18%
11,500
-4,420
-28% -$223K
RMGN
120
DELISTED
RMG Networks Holding Corporation
RMGN
$655K 0.17%
33,675
-3,825
-10% -$95.1K
MRC
121
DELISTED
MRC Global
MRC
$645K 0.17%
+20,000
New +$602K
IPDN icon
122
Professional Diversity Network
IPDN
$5.13M
$622K 0.16%
844
– –
JMBA
123
DELISTED
Jamba, Inc.
JMBA
$622K 0.16%
50,000
– –
CIEN icon
124
Ciena
CIEN
$54.9B
$598K 0.16%
+25,000
New +$595K
DFRG
125
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$589K 0.15%
+25,000
New +$501K
3 4
5
6 7

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LG
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Gruber & McBaine Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Gruber & McBaine Capital Management held 192 positions worth $383M, up 15% from $332M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Gruber & McBaine Capital Management deployed $11.9M of net new capital in Q4 2013, opening 40 new positions and adding to 32 existing holdings. Its largest new stake was Fluor: 45,000 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 27% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was United Airlines, an estimated $3.71M trimmed.

  • Gruber & McBaine Capital Management's largest Q4 2013 buy was Fluor: 45,000 shares worth $3.61M.
  • Gruber & McBaine Capital Management added most to Altera Corp in Q4 2013, an estimated $2.34M increase.
  • Gruber & McBaine Capital Management's biggest Q4 2013 reduction was United Airlines, cutting an estimated $3.71M.
  • Gruber & McBaine Capital Management fully exited Open Text in Q4 2013, selling an estimated $2.99M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 34% of its $383M portfolio in Q4 2013.
  • Gruber & McBaine Capital Management opened 40 new positions and closed 26 in Q4 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 15% quarter-over-quarter to $383M.

Based on Gruber & McBaine Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.