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GMCM

Gruber & McBaine Capital Management Portfolio holdings

AUM $369M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+14.35%
1 Year Est. Return
+12.23%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$51M
Cap. Flow
+$11.9M
Cap. Flow %
3.1%
Top 10 Hldgs %
34.19%
Holding
192
New
40
Increased
32
Reduced
48
Closed
26

Top Buys

Rank Stock Value
1
FLR icon
Fluor
FLR
+$3.44M
2
FFIV icon
F5
FFIV
+$2.56M
3
SPR
Spirit AeroSystems
SPR
+$2.36M
4
ALTR
Altera Corp
ALTR
+$2.34M
5
SWN
Southwestern Energy Company
SWN
+$2.25M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$3.71M
2
OTEX icon
Open Text
OTEX
+$2.99M
3
LKM
Link Motion Inc.
LKM
+$2.83M
4
ALU
Alcatel-Lucent
ALU
+$2.68M
5
CAVM
Cavium, Inc.
CAVM
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 26.96%
2 Industrials 13.8%
3 Communication Services 11.91%
4 Consumer Staples 7.45%
5 Energy 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXU icon
26
LSB Industries
LXU
$729M
$3.28M 0.86%
104,000
+26,000
+33% +$673K
SHOR
27
DELISTED
ShoreTel, Inc.
SHOR
$3.25M 0.85%
350,000
-26,000
-7% -$196K
EXTR icon
28
Extreme Networks
EXTR
$3.15B
$3.19M 0.83%
455,000
-54,536
-11% -$339K
GNW icon
29
Genworth Financial
GNW
$3.7B
$3.1M 0.81%
199,900
– –
VYX icon
30
NCR Voyix
VYX
$1.11B
$3.06M 0.8%
146,700
-40,180
-22% -$893K
FFIV icon
31
F5
FFIV
$23.5B
$2.73M 0.71%
+30,000
New +$2.56M
SPR
32
DELISTED
Spirit AeroSystems
SPR
$2.73M 0.71%
+80,000
New +$2.36M
OMEX icon
33
Odyssey Marine Exploration
OMEX
$51.7M
$2.71M 0.71%
111,711
-16,666
-13% -$465K
ALR
34
DELISTED
AlerisLife Inc
ALR
$2.69M 0.7%
49,000
– –
ARQ icon
35
Arq
ARQ
$97M
$2.67M 0.7%
98,362
-20,000
-17% -$467K
UAL icon
36
United Airlines
UAL
$40.9B
$2.61M 0.68%
69,100
-105,900
-61% -$3.71M
IRF
37
DELISTED
INTL RECTIFIER CORP
IRF
$2.61M 0.68%
100,000
– –
ALTR
38
DELISTED
Altera Corp
ALTR
$2.6M 0.68%
80,000
+70,000
+700% +$2.34M
LCC
39
DELISTED
US AIRWAYS GROUP INC.
LCC
$2.52M 0.66%
100,000
– –
DY icon
40
Dycom Industries
DY
$12.2B
$2.5M 0.65%
90,000
-9,930
-10% -$285K
INVN
41
DELISTED
Invensense Inc
INVN
$2.49M 0.65%
120,000
-45,000
-27% -$805K
ARUN
42
DELISTED
ARUBA NETWORKS, INC.
ARUN
$2.42M 0.63%
135,000
+25,000
+23% +$450K
AVGO icon
43
Broadcom
AVGO
$2.01T
$2.38M 0.62%
450,000
-100,000
-18% -$460K
SWN
44
DELISTED
Southwestern Energy Company
SWN
$2.36M 0.62%
+60,000
New +$2.25M
USG
45
DELISTED
Usg
USG
$2.27M 0.59%
79,800
– –
MCD icon
46
McDonald's
MCD
$193B
$2.23M 0.58%
+23,000
New +$2.21M
CALD
47
DELISTED
Callidus Software, Inc.
CALD
$2.2M 0.57%
160,000
-26,862
-14% -$294K
GPRE icon
48
Green Plains
GPRE
$1.09B
$2.17M 0.57%
111,660
– –
HW
49
DELISTED
Headwaters Inc
HW
$2.15M 0.56%
219,900
– –
MEOH icon
50
Methanex
MEOH
$4.28B
$2.07M 0.54%
+35,000
New +$2.02M
1
2
3 4 5

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Gruber & McBaine Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Gruber & McBaine Capital Management held 192 positions worth $383M, up 15% from $332M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Gruber & McBaine Capital Management deployed $11.9M of net new capital in Q4 2013, opening 40 new positions and adding to 32 existing holdings. Its largest new stake was Fluor: 45,000 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 27% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was United Airlines, an estimated $3.71M trimmed.

  • Gruber & McBaine Capital Management's largest Q4 2013 buy was Fluor: 45,000 shares worth $3.61M.
  • Gruber & McBaine Capital Management added most to Altera Corp in Q4 2013, an estimated $2.34M increase.
  • Gruber & McBaine Capital Management's biggest Q4 2013 reduction was United Airlines, cutting an estimated $3.71M.
  • Gruber & McBaine Capital Management fully exited Open Text in Q4 2013, selling an estimated $2.99M.
  • Gruber & McBaine Capital Management's ten largest holdings make up 34% of its $383M portfolio in Q4 2013.
  • Gruber & McBaine Capital Management opened 40 new positions and closed 26 in Q4 2013.
  • Gruber & McBaine Capital Management's portfolio value rose 15% quarter-over-quarter to $383M.

Based on Gruber & McBaine Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.