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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFA
1876
First Trust Enhanced Equity Income Fund
FFA
$471M
$2K ﹤0.01%
+110
New +$1.6K
FIZZ icon
1877
National Beverage
FIZZ
$2.95B
$2K ﹤0.01%
+158
New +$1.47K
FLIC
1878
DELISTED
First of Long Island Corp
FLIC
$2K ﹤0.01%
+124
New +$1.97K
FMS icon
1879
Fresenius Medical Care
FMS
$13B
$2K ﹤0.01%
+45
New +$1.55K
FPA icon
1880
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
$2K ﹤0.01%
+50
New +$1.57K
GALT icon
1881
Galectin Therapeutics
GALT
$320M
$2K ﹤0.01%
333
+233
+233% +$1.81K
GDEN
1882
DELISTED
Golden Entertainment
GDEN
$2K ﹤0.01%
200
+113
+130% +$993
GFF icon
1883
Griffon
GFF
$4.71B
$2K ﹤0.01%
+200
New +$2.36K
GLDI icon
1884
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.6M
$2K ﹤0.01%
+8
New +$2.15K
GRID
1885
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$2K ﹤0.01%
52
-448
-90% -$16.5K
GYRO icon
1886
Gyrodyne
GYRO
$11.8M
$2K ﹤0.01%
36
+20
+125% +$1.14K
HALO icon
1887
Halozyme
HALO
$12.2B
$2K ﹤0.01%
+200
New +$1.91K
HBNC icon
1888
Horizon Bancorp
HBNC
$1.04B
$2K ﹤0.01%
+225
New +$2.2K
HCKT icon
1889
Hackett Group
HCKT
$283M
$2K ﹤0.01%
267
+152
+132% +$929
HEI.A icon
1890
HEICO Corp Class A
HEI.A
$37.3B
$2K ﹤0.01%
+98
New +$1.66K
HNW
1891
DELISTED
Pioneer Diversified High Income Fund
HNW
$2K ﹤0.01%
+99
New +$2.06K
HSII
1892
DELISTED
Heidrick & Struggles
HSII
$2K ﹤0.01%
96
-204
-68% -$4.12K
HURC icon
1893
Hurco Companies Inc
HURC
$144M
$2K ﹤0.01%
+52
New +$1.73K
HWBK icon
1894
Hawthorn Bancshares
HWBK
$275M
$2K ﹤0.01%
211
-501
-70% -$4.54K
IBOC icon
1895
International Bancshares
IBOC
$4.54B
$2K ﹤0.01%
+100
New +$2.61K
ICAD
1896
DELISTED
iCAD Inc
ICAD
$2K ﹤0.01%
+215
New +$2K
ICCC icon
1897
ImmuCell
ICCC
$98.6M
$2K ﹤0.01%
395
-112
-22% -$524
IMOS
1898
ChipMOS TECHNOLOGIES
IMOS
$1.91B
$2K ﹤0.01%
+83
New +$2.18K
ISTR icon
1899
Investar Holding Corp
ISTR
$413M
$2K ﹤0.01%
+154
New +$2.15K
KLIC icon
1900
Kulicke & Soffa
KLIC
$4.59B
$2K ﹤0.01%
+117
New +$1.68K
74 75
76
77 78

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.