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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERB
3076
DELISTED
ERBA DIAGNOSTICS
ERB
– –
-300
Closed -$1K
CCX
3077
DELISTED
WISDOMTREE COMMODITY CURRENCY STRATEGY FUND
CCX
– –
-2,431
Closed -$50K
MFRM
3078
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-193
Closed -$9K
LSC
3079
DELISTED
ELEMENTS S&P CTI ETN DUE 06-16-2023 (US)
LSC
– –
-1,015
Closed -$6K
IBME
3080
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
– –
-496
Closed -$13K
BVA
3081
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-185
Closed -$1K
QLGC
3082
DELISTED
QLOGIC CORP
QLGC
– –
-489
Closed -$5K
RLOC
3083
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
– –
-248
Closed -$2K
EXAM
3084
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-537
Closed -$17K
RRM
3085
DELISTED
RR MEDIA LTD ORD SHS (ISR)
RRM
– –
-282
Closed -$3K
XNPT
3086
DELISTED
XENOPORT, INC.
XNPT
– –
-593
Closed -$3K
DCUB
3087
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-427
Closed -$25K
WY.PRA
3088
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-256
Closed -$15K
RLJE
3089
DELISTED
RLJ Entertainment, Inc.
RLJE
– –
-101
Closed -$1K
LINE
3090
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-100
Closed -$3K
VSCP
3091
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
– –
-429
Closed -$2K
SZYM
3092
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-109
Closed -$1K
ADT
3093
DELISTED
ADT Corp
ADT
– –
-206
Closed -$7K
I.PRA
3094
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
– –
-10
Closed -$1K
NJ
3095
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
– –
-200
Closed -$3K
PBM
3096
DELISTED
PACIFIC BOOKER MINERALS INC.
PBM
– –
-300
Closed -$1K
ATNY
3097
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
– –
-1,730
Closed -$5K
SUNE
3098
DELISTED
SUNEDISON, INC COM
SUNE
– –
-647
Closed -$15K
CNL
3099
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-857
Closed -$51K
BTU
3100
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-20
Closed -$5K
122 123
124
125 126

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.