Ground Swell Capital’s PEABODY ENERGY CORP COM STK NEW (DE) BTU Stock Holding History

Ground Swell Capital’s Portfolio BTU Stock Details BTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-20	Closed	-$5K	–	3114
2014 Q2	$5K	Buy	+20	New	+$5.2K	0.01%	1142

Other funds holding BTU

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Manning & Napier Advisors Fairport, New York $7.8B AUM 25.03% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AAM

Alken Asset Management London, United Kingdom $89.6M AUM 3.28% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

GTP

Global Thematic Partners New York $120M AUM 25.18% 1-Year Est. Return

Ground Swell Capital's BTU Position: Q3 2014 in Review

Ground Swell Capital sold out of PEABODY ENERGY CORP COM STK NEW (DE) (BTU) in Q3 2014, closing a stake of 20 shares — an estimated $5K sold.

Ground Swell Capital first reported a position in BTU in Q2 2014 and held it in 1 quarter. The position peaked at $5K in Q2 2014. 384 funds tracked by Wall St. Rank hold BTU as of Q3 2014.

Ground Swell Capital reported no remaining PEABODY ENERGY CORP COM STK NEW (DE) position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 20 PEABODY ENERGY CORP COM STK NEW (DE) shares in Q3 2014, an estimated $5K.
Ground Swell Capital first reported a position in PEABODY ENERGY CORP COM STK NEW (DE) in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's PEABODY ENERGY CORP COM STK NEW (DE) position peaked at $5K in Q2 2014.
384 funds tracked by Wall St. Rank held PEABODY ENERGY CORP COM STK NEW (DE) as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.