Ground Swell Capital’s ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) LSC Stock Holding History

Ground Swell Capital’s Portfolio LSC Stock Details LSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,015	Closed	-$6K	–	3093
2014 Q2	$6K	Buy	+1,015	New	+$5.95K	0.01%	1032

Other funds holding LSC

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 50.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Ground Swell Capital's LSC Position: Q3 2014 in Review

Ground Swell Capital sold out of ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) (LSC) in Q3 2014, closing a stake of 1,015 shares — an estimated $6K sold.

Ground Swell Capital first reported a position in LSC in Q2 2014 and held it in 1 quarter. The position peaked at $6K in Q2 2014. 7 funds tracked by Wall St. Rank hold LSC as of Q3 2014.

Ground Swell Capital reported no remaining ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 1,015 ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) shares in Q3 2014, an estimated $6K.
Ground Swell Capital first reported a position in ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) position peaked at $6K in Q2 2014.
7 funds tracked by Wall St. Rank held ELEMENTS S&P CTI ETN DUE 06-16-2023 (US) as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.