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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRD
2926
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
– –
-600
Closed -$15K
MNI
2927
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-89
Closed -$5K
ABDC
2928
DELISTED
Alcentra Capital Corp
ABDC
– –
-312
Closed -$5K
CPL
2929
DELISTED
CPFL Energia S.A.
CPL
– –
-529
Closed -$9K
TOO
2930
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-200
Closed -$7K
SRCI
2931
DELISTED
SRC Energy Inc
SRCI
– –
-788
Closed -$10K
IDXG
2932
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
– –
-4
Closed -$2K
CRZO
2933
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-98
Closed -$7K
LOR
2934
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-49
Closed -$1K
ORIT
2935
DELISTED
Oritani Financial Corp. New
ORIT
– –
-84
Closed -$1K
OLBK
2936
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-2,814
Closed -$44K
DF
2937
DELISTED
Dean Foods Company
DF
– –
-100
Closed -$2K
AREX
2938
DELISTED
Approach Resources Inc.
AREX
– –
-336
Closed -$8K
GHDX
2939
DELISTED
Genomic Health, Inc.
GHDX
– –
-102
Closed -$3K
MDSO
2940
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-110
Closed -$5K
SHOS
2941
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-24
Closed -$1K
MAMS
2942
DELISTED
MAM Software Group Inc. New
MAMS
– –
-200
Closed -$1K
BID
2943
DELISTED
Sotheby's
BID
– –
-260
Closed -$11K
PNTR
2944
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-100
Closed -$1K
TOWR
2945
DELISTED
Tower International, Inc.
TOWR
– –
-85
Closed -$3K
TRK
2946
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-56
Closed -$1K
PCMI
2947
DELISTED
PCM, Inc
PCMI
– –
-300
Closed -$3K
TCF
2948
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-20
Closed -$1K
HFBC
2949
DELISTED
HopFed Bancorp Inc
HFBC
– –
-54
Closed -$1K
AMID
2950
DELISTED
American Midstream Partners, LP
AMID
– –
-47
Closed -$1K
116 117
118
119 120

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.