GSC
LOR

Ground Swell Capital’s Lazard World Dividend & Income Fund, Inc. LOR Stock Holding History

Ground Swell Capital’s Portfolio LOR Stock Details LOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-49
Closed -$1K – 2948
2014
Q2 		$1K Buy
+49
New +$711 ﹤0.01% 1848

Other funds holding LOR

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return

Ground Swell Capital's LOR Position: Q3 2014 in Review

Ground Swell Capital sold out of Lazard World Dividend & Income Fund, Inc. (LOR) in Q3 2014, closing a stake of 49 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in LOR in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 14 funds tracked by Wall St. Rank hold LOR as of Q3 2014.

  • Ground Swell Capital reported no remaining Lazard World Dividend & Income Fund, Inc. position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 49 Lazard World Dividend & Income Fund, Inc. shares in Q3 2014, an estimated $1K.
  • Ground Swell Capital first reported a position in Lazard World Dividend & Income Fund, Inc. in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Lazard World Dividend & Income Fund, Inc. position peaked at $1K in Q2 2014.
  • 14 funds tracked by Wall St. Rank held Lazard World Dividend & Income Fund, Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.