Advisors Asset Management’s Lazard World Dividend & Income Fund, Inc. LOR Stock Holding History

Advisors Asset Management’s Portfolio LOR Stock Details LOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-21,287	Closed	-$192K	–	1873
2016 Q2	$192K	Sell	21,287 -84,878	-80%	-$768K	﹤0.01%	1358
2016 Q1	$959K	Sell	106,165 -9,270	-8%	-$77.3K	0.02%	879
2015 Q4	$1.05M	Sell	115,435 -42,155	-27%	-$402K	0.02%	889
2015 Q3	$1.44M	Sell	157,590 -94,268	-37%	-$992K	0.02%	764
2015 Q2	$2.94M	Sell	251,858 -218,645	-46%	-$2.74M	0.04%	544
2015 Q1	$5.95M	Sell	470,503 -261,780	-36%	-$3.36M	0.08%	323
2014 Q4	$9.59M	Sell	732,283 -104,083	-12%	-$1.46M	0.13%	207
2014 Q3	$12M	Buy	836,366 +72,323	+9%	+$1.13M	0.17%	169
2014 Q2	$11.6M	Sell	764,043 -113,866	-13%	-$1.65M	0.16%	166
2014 Q1	$12.2M	Sell	877,909 -10,348	-1%	-$144K	0.19%	147
2013 Q4	$12.9M	Buy	888,257 +196,197	+28%	+$2.76M	0.21%	130
2013 Q3	$9.26M	Buy	692,060 +128,955	+23%	+$1.7M	0.16%	179
2013 Q2	$7.39M	Buy	+563,105	New	+$7.76M	0.14%	215

Other funds holding LOR

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Advisors Asset Management's LOR Position: Q3 2016 in Review

Advisors Asset Management sold out of Lazard World Dividend & Income Fund, Inc. (LOR) in Q3 2016, closing a stake of 21,287 shares — an estimated $192K sold.

Advisors Asset Management first reported a position in LOR in Q2 2013 and held it in 13 quarters. The position peaked at $12.9M in Q4 2013. 20 funds tracked by Wall St. Rank hold LOR as of Q3 2016.

Advisors Asset Management reported no remaining Lazard World Dividend & Income Fund, Inc. position as of Q3 2016 after selling out during the quarter.
Advisors Asset Management sold 21,287 Lazard World Dividend & Income Fund, Inc. shares in Q3 2016, an estimated $192K.
Advisors Asset Management first reported a position in Lazard World Dividend & Income Fund, Inc. in Q2 2013 and held it in 13 quarters.
Advisors Asset Management's Lazard World Dividend & Income Fund, Inc. position peaked at $12.9M in Q4 2013.
20 funds tracked by Wall St. Rank held Lazard World Dividend & Income Fund, Inc. as of Q3 2016.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.