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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTC icon
2676
PTC
PTC
$16B
– –
-1,117
Closed -$43K
PTCT icon
2677
PTC Therapeutics
PTCT
$6.12B
– –
-100
Closed -$3K
PULM icon
2678
Pulmatrix
PULM
$6.06M
– –
-1
Closed -$3K
PXF icon
2679
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
– –
-300
Closed -$14K
QQEW icon
2680
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
– –
-205
Closed -$8K
QQQX icon
2681
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
– –
-600
Closed -$11K
RAND icon
2682
Rand Capital
RAND
$30.6M
– –
-22
Closed -$1K
RBCAA icon
2683
Republic Bancorp
RBCAA
$1.95B
– –
-78
Closed -$2K
RC
2684
Ready Capital
RC
$308M
– –
-40
Closed -$1K
RDY icon
2685
Dr. Reddy's Laboratories
RDY
$10.2B
– –
-575
Closed -$5K
REGN icon
2686
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-94
Closed -$27K
REW icon
2687
Proshares UltraShort Technology
REW
$3.77M
– –
0
– -$2K
RFIL icon
2688
RF Industries
RFIL
$139M
– –
-200
Closed -$1K
RFV icon
2689
Invesco S&P MidCap 400 Pure Value ETF
RFV
$337M
– –
-82
Closed -$4K
RGT
2690
Royce Global Value Trust
RGT
$102M
– –
-90
Closed -$1K
RM icon
2691
Regional Management Corp
RM
$303M
– –
-71
Closed -$1K
RS icon
2692
Reliance Steel & Aluminium
RS
$21.6B
– –
-200
Closed -$15K
RSPN icon
2693
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
– –
-1,000
Closed -$17K
RSPU icon
2694
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
– –
-1,452
Closed -$54K
RUSHA icon
2695
Rush Enterprises Class A
RUSHA
$6.22B
– –
-810
Closed -$12K
RVSB icon
2696
Riverview Bancorp
RVSB
$108M
– –
-200
Closed -$1K
RWL icon
2697
Invesco S&P 500 Revenue ETF
RWL
$9.9B
– –
-1,127
Closed -$44K
RYAAY icon
2698
Ryanair
RYAAY
$31.3B
– –
-273
Closed -$6K
SAIA icon
2699
Saia
SAIA
$9.72B
– –
-53
Closed -$2K
SAM icon
2700
Boston Beer
SAM
$1.92B
– –
-60
Closed -$13K
106 107
108
109 110

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.