Ground Swell Capital’s Pimco Income Opportunity Fund PKO Stock Holding History

Ground Swell Capital’s Portfolio PKO Stock Details PKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-100	Closed	-$3K	–	3302
2014 Q2	$3K	Buy	+100	New	+$2.88K	0.01%	1446

Other funds holding PKO

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ground Swell Capital's PKO Position: Q3 2014 in Review

Ground Swell Capital sold out of Pimco Income Opportunity Fund (PKO) in Q3 2014, closing a stake of 100 shares — an estimated $3K sold.

Ground Swell Capital first reported a position in PKO in Q2 2014 and held it in 1 quarter. The position peaked at $3K in Q2 2014. 45 funds tracked by Wall St. Rank hold PKO as of Q3 2014.

Ground Swell Capital reported no remaining Pimco Income Opportunity Fund position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 100 Pimco Income Opportunity Fund shares in Q3 2014, an estimated $3K.
Ground Swell Capital first reported a position in Pimco Income Opportunity Fund in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Pimco Income Opportunity Fund position peaked at $3K in Q2 2014.
45 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.