Ground Swell Capital’s Hennessy Advisors HNNA Stock Holding History

Ground Swell Capital’s Portfolio HNNA Stock Details HNNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-824	Closed	-$8K	–	2552
2014 Q2	$8K	Buy	+824	New	+$7.7K	0.02%	837

Other funds holding HNNA

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Keeley Asset Management Chicago, Illinois $2.35B AUM 26.92% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

U.S. Global Investors (USGI) San Antonio, Texas $858M AUM 47.1% 1-Year Est. Return

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return

Kornitzer Capital Management Shawnee Mission, Kansas $4.65B AUM 23.83% 1-Year Est. Return

Joel Isaacson & Co New York $3.02B AUM 21.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Mazama Capital Management Portland, Oregon $544M AUM 9.52% 1-Year Est. Return

Ground Swell Capital's HNNA Position: Q3 2014 in Review

Ground Swell Capital sold out of Hennessy Advisors (HNNA) in Q3 2014, closing a stake of 824 shares — an estimated $8K sold.

Ground Swell Capital first reported a position in HNNA in Q2 2014 and held it in 1 quarter. The position peaked at $8K in Q2 2014. 14 funds tracked by Wall St. Rank hold HNNA as of Q3 2014.

Ground Swell Capital reported no remaining Hennessy Advisors position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 824 Hennessy Advisors shares in Q3 2014, an estimated $8K.
Ground Swell Capital first reported a position in Hennessy Advisors in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Hennessy Advisors position peaked at $8K in Q2 2014.
14 funds tracked by Wall St. Rank held Hennessy Advisors as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.