Ground Swell Capital’s Harvest Capital Credit Corporation HCAP Stock Holding History

Ground Swell Capital’s Portfolio HCAP Stock Details HCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4K	Sell	298 -298	-50%	-$4.23K	0.01%	1624
2014 Q2	$9K	Buy	+596	New	+$8.63K	0.02%	806

Other funds holding HCAP

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CAM

Cubic Asset Management Boston, Massachusetts $422M AUM 29.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ground Swell Capital's HCAP Position: Q3 2014 in Review

Ground Swell Capital reduced its Harvest Capital Credit Corporation (HCAP) stake by 50% in Q3 2014, selling an estimated $4.23K and leaving 298 shares worth $4K. The position accounts for 0.01% of the portfolio, ranked #1624.

Ground Swell Capital first reported a position in HCAP in Q2 2014 and has held it in 2 quarters since. The position peaked at $9K in Q2 2014. 16 funds tracked by Wall St. Rank hold HCAP as of Q3 2014.

Ground Swell Capital held 298 shares of Harvest Capital Credit Corporation worth $4K as of Q3 2014.
Ground Swell Capital sold 298 Harvest Capital Credit Corporation shares in Q3 2014, an estimated $4.23K.
Harvest Capital Credit Corporation made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1624 holding.
Ground Swell Capital first reported a position in Harvest Capital Credit Corporation in Q2 2014 and has held it in 2 quarters since.
Ground Swell Capital's Harvest Capital Credit Corporation position peaked at $9K in Q2 2014.
16 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.