Ground Swell Capital’s Guggenheim Strategic Opportunities Fund GOF Stock Holding History

Ground Swell Capital’s Portfolio GOF Stock Details GOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6K	Buy	+270	New	+$5.88K	0.01%	1332

Other funds holding GOF

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Ground Swell Capital's GOF Position: Q3 2014 in Review

Ground Swell Capital opened a new position in Guggenheim Strategic Opportunities Fund (GOF) in Q3 2014: 270 shares worth $6K. The stake represents 0.01% of the portfolio and ranks #1332 among its holdings.

27 funds tracked by Wall St. Rank hold GOF as of Q3 2014.

Ground Swell Capital held 270 shares of Guggenheim Strategic Opportunities Fund worth $6K as of Q3 2014.
Guggenheim Strategic Opportunities Fund was a new Ground Swell Capital position in Q3 2014.
Guggenheim Strategic Opportunities Fund made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1332 holding.
27 funds tracked by Wall St. Rank held Guggenheim Strategic Opportunities Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.