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Ground Swell Capital’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Ground Swell Capital’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$43K Buy
1,552
+1,452
+1,452% +$41.3K 0.08% 255
2014
Q2 		$3K Buy
+100
New +$2.78K 0.01% 1298

Other funds holding FNY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ONB
Old National Bancorp Evansville, Indiana $5.02B AUM 25.65% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
M&T Bank
M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ground Swell Capital's FNY Position: Q3 2014 in Review

Ground Swell Capital increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 1,452% in Q3 2014, buying an estimated $41.3K and bringing the position to 1,552 shares worth $43K. The position accounts for 0.08% of the portfolio, ranked #255.

Ground Swell Capital first reported a position in FNY in Q2 2014 and has held it in 2 quarters since. 18 funds tracked by Wall St. Rank hold FNY as of Q3 2014.

  • Ground Swell Capital held 1,552 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $43K as of Q3 2014.
  • Ground Swell Capital bought 1,452 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2014, an estimated $41.3K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.08% of Ground Swell Capital's portfolio in Q3 2014, its #255 holding.
  • Ground Swell Capital first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2014 and has held it in 2 quarters since.
  • 18 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.