GSC
FNI

Ground Swell Capital’s First Trust Chindia ETF FNI Stock Holding History

Ground Swell Capital’s Portfolio FNI Stock Details FNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2K Sell
75
-514
-87% -$15.8K ﹤0.01% 1965
2014
Q2 		$18K Buy
+589
New +$16.7K 0.03% 462

Other funds holding FNI

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NCM
Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Ground Swell Capital's FNI Position: Q3 2014 in Review

Ground Swell Capital reduced its First Trust Chindia ETF (FNI) stake by 87% in Q3 2014, selling an estimated $15.8K and leaving 75 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #1965.

Ground Swell Capital first reported a position in FNI in Q2 2014 and has held it in 2 quarters since. The position peaked at $18K in Q2 2014. 21 funds tracked by Wall St. Rank hold FNI as of Q3 2014.

  • Ground Swell Capital held 75 shares of First Trust Chindia ETF worth $2K as of Q3 2014.
  • Ground Swell Capital sold 514 First Trust Chindia ETF shares in Q3 2014, an estimated $15.8K.
  • First Trust Chindia ETF made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1965 holding.
  • Ground Swell Capital first reported a position in First Trust Chindia ETF in Q2 2014 and has held it in 2 quarters since.
  • Ground Swell Capital's First Trust Chindia ETF position peaked at $18K in Q2 2014.
  • 21 funds tracked by Wall St. Rank held First Trust Chindia ETF as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.