Ground Swell Capital’s GLOBAL X CANADA PREFERREDS ETF CNPF Stock Holding History

Ground Swell Capital’s Portfolio CNPF Stock Details CNPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-141	Closed	-$2K	–	3200
2014 Q2	$2K	Buy	+141	New	+$1.75K	﹤0.01%	1637

Other funds holding CNPF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

USGIU

U.S. Global Investors (USGI) San Antonio, Texas $1.04B AUM 73.31% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ground Swell Capital's CNPF Position: Q3 2014 in Review

Ground Swell Capital sold out of GLOBAL X CANADA PREFERREDS ETF (CNPF) in Q3 2014, closing a stake of 141 shares — an estimated $2K sold.

Ground Swell Capital first reported a position in CNPF in Q2 2014 and held it in 1 quarter. The position peaked at $2K in Q2 2014. 6 funds tracked by Wall St. Rank hold CNPF as of Q3 2014.

Ground Swell Capital reported no remaining GLOBAL X CANADA PREFERREDS ETF position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 141 GLOBAL X CANADA PREFERREDS ETF shares in Q3 2014, an estimated $2K.
Ground Swell Capital first reported a position in GLOBAL X CANADA PREFERREDS ETF in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's GLOBAL X CANADA PREFERREDS ETF position peaked at $2K in Q2 2014.
6 funds tracked by Wall St. Rank held GLOBAL X CANADA PREFERREDS ETF as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.