GSC
CHI

Ground Swell Capital’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Ground Swell Capital’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,568
Closed -$22K – 2434
2014
Q2 		$22K Buy
+1,568
New +$21.6K 0.04% 360

Other funds holding CHI

MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
CTC
Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ground Swell Capital's CHI Position: Q3 2014 in Review

Ground Swell Capital sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q3 2014, closing a stake of 1,568 shares — an estimated $22K sold.

Ground Swell Capital first reported a position in CHI in Q2 2014 and held it in 1 quarter. The position peaked at $22K in Q2 2014. 78 funds tracked by Wall St. Rank hold CHI as of Q3 2014.

  • Ground Swell Capital reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 1,568 Calamos Convertible Opportunities and Income Fund shares in Q3 2014, an estimated $22K.
  • Ground Swell Capital first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's Calamos Convertible Opportunities and Income Fund position peaked at $22K in Q2 2014.
  • 78 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.