Ground Swell Capital’s Cempra, Inc. CEMP Stock Holding History

Ground Swell Capital’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-130	Closed	-$1K	–	3036
2014 Q2	$1K	Buy	+130	New	+$1.25K	﹤0.01%	1886

Other funds holding CEMP

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

OTPPB

Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada $3.46B AUM 7.79% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Abingworth London, United Kingdom $307M AUM 93.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Ground Swell Capital's CEMP Position: Q3 2014 in Review

Ground Swell Capital sold out of Cempra, Inc. (CEMP) in Q3 2014, closing a stake of 130 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in CEMP in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 82 funds tracked by Wall St. Rank hold CEMP as of Q3 2014.

Ground Swell Capital reported no remaining Cempra, Inc. position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 130 Cempra, Inc. shares in Q3 2014, an estimated $1K.
Ground Swell Capital first reported a position in Cempra, Inc. in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Cempra, Inc. position peaked at $1K in Q2 2014.
82 funds tracked by Wall St. Rank held Cempra, Inc. as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.