Griffin Asset Management’s GDL Fund GDL Stock Holding History

Griffin Asset Management’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,958	Closed	-$55K	–	318
2019 Q2	$55K	Buy	+5,958	New	+$55.7K	0.01%	352

Other funds holding GDL

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Zazove Associates Incline Village, Nevada $1.22B AUM 1.91% 1-Year Est. Return

Griffin Asset Management's GDL Position: Q3 2019 in Review

Griffin Asset Management sold out of GDL Fund (GDL) in Q3 2019, closing a stake of 5,958 shares — an estimated $55K sold.

Griffin Asset Management first reported a position in GDL in Q2 2019 and held it in 1 quarter. The position peaked at $55K in Q2 2019. 32 funds tracked by Wall St. Rank hold GDL as of Q3 2019.

Griffin Asset Management reported no remaining GDL Fund position as of Q3 2019 after selling out during the quarter.
Griffin Asset Management sold 5,958 GDL Fund shares in Q3 2019, an estimated $55K.
Griffin Asset Management first reported a position in GDL Fund in Q2 2019 and held it in 1 quarter.
Griffin Asset Management's GDL Fund position peaked at $55K in Q2 2019.
32 funds tracked by Wall St. Rank held GDL Fund as of Q3 2019.

Based on Griffin Asset Management's 13F filing for Q3 2019, filed 5 Nov 2019.