Global Financial Private Client’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Global Financial Private Client’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,889	Closed	-$97.6K	–	582
2020 Q3	$97.6K	Sell	1,889 -1,005	-35%	-$52K	0.08%	133
2020 Q2	$150K	Sell	2,894 -338	-10%	-$17.5K	0.13%	120
2020 Q1	$166K	Sell	3,232 -324	-9%	-$16.8K	0.18%	105
2019 Q4	$184K	Buy	+3,556	New	+$185K	0.15%	118

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.27B AUM 19.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Global Financial Private Client's LMBS Position: Q4 2020 in Review

Global Financial Private Client sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2020, closing a stake of 1,889 shares — an estimated $97.6K sold.

Global Financial Private Client first reported a position in LMBS in Q4 2019 and held it in 4 quarters. The position peaked at $184K in Q4 2019. 358 funds tracked by Wall St. Rank hold LMBS as of Q4 2020.

Global Financial Private Client reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2020 after selling out during the quarter.
Global Financial Private Client sold 1,889 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2020, an estimated $97.6K.
Global Financial Private Client first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2019 and held it in 4 quarters.
Global Financial Private Client's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $184K in Q4 2019.
358 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2020.

Based on Global Financial Private Client's 13F filing for Q4 2020, filed 16 May 2024.