Global Financial Private Capital’s ALPS Active Equity Opportunity ETF RFFC Stock Holding History

Global Financial Private Capital’s Portfolio RFFC Stock Details RFFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-8,804	Closed	-$283K	–	582
2018 Q1	$283K	Buy	8,804 +2,567	+41%	+$85.6K	0.01%	454
2017 Q4	$204K	Buy	+6,237	New	+$198K	0.01%	486

Other funds holding RFFC

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Global Financial Private Capital's RFFC Position: Q2 2018 in Review

Global Financial Private Capital sold out of ALPS Active Equity Opportunity ETF (RFFC) in Q2 2018, closing a stake of 8,804 shares — an estimated $283K sold.

Global Financial Private Capital first reported a position in RFFC in Q4 2017 and held it in 2 quarters. The position peaked at $283K in Q1 2018. 15 funds tracked by Wall St. Rank hold RFFC as of Q2 2018.

Global Financial Private Capital reported no remaining ALPS Active Equity Opportunity ETF position as of Q2 2018 after selling out during the quarter.
Global Financial Private Capital sold 8,804 ALPS Active Equity Opportunity ETF shares in Q2 2018, an estimated $283K.
Global Financial Private Capital first reported a position in ALPS Active Equity Opportunity ETF in Q4 2017 and held it in 2 quarters.
Global Financial Private Capital's ALPS Active Equity Opportunity ETF position peaked at $283K in Q1 2018.
15 funds tracked by Wall St. Rank held ALPS Active Equity Opportunity ETF as of Q2 2018.

Based on Global Financial Private Capital's 13F filing for Q2 2018, filed 3 Aug 2018.