Global Financial Private Capital’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Global Financial Private Capital’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-27,263	Closed	-$741K	–	477
2017 Q2	$741K	Sell	27,263 -2,275	-8%	-$62.8K	0.04%	160
2017 Q1	$809K	Buy	+29,538	New	+$804K	0.04%	162

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Global Financial Private Capital's FXU Position: Q3 2017 in Review

Global Financial Private Capital sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2017, closing a stake of 27,263 shares — an estimated $741K sold.

Global Financial Private Capital first reported a position in FXU in Q1 2017 and held it in 2 quarters. The position peaked at $809K in Q1 2017. 100 funds tracked by Wall St. Rank hold FXU as of Q3 2017.

Global Financial Private Capital reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Global Financial Private Capital sold 27,263 First Trust Utilities AlphaDEX Fund shares in Q3 2017, an estimated $741K.
Global Financial Private Capital first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2017 and held it in 2 quarters.
Global Financial Private Capital's First Trust Utilities AlphaDEX Fund position peaked at $809K in Q1 2017.
100 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2017.

Based on Global Financial Private Capital's 13F filing for Q3 2017, filed 14 Nov 2017.