GA

Gagnon Advisors Portfolio holdings

AUM $149M
This Quarter Return
+6.1%
1 Year Return
+46.39%
3 Year Return
+115.05%
5 Year Return
+221.31%
10 Year Return
+1,145.67%
AUM
$243M
AUM Growth
+$243M
Cap. Flow
+$12.9M
Cap. Flow %
5.33%
Top 10 Hldgs %
56.75%
Holding
32
New
3
Increased
4
Reduced
2
Closed
2

Top Buys

1
ETWO
E2open Parent Holdings
ETWO
$4.98M
2
CMIIU
CM Life Sciences II Inc. Unit
CMIIU
$4.7M
3
DVN icon
Devon Energy
DVN
$3.91M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
$3.13M
5
CNF
CNFinance Holdings
CNF
$1.88M

Top Sells

1
AOSL icon
Alpha and Omega Semiconductor
AOSL
$3.2M
2
WPX
WPX Energy, Inc.
WPX
$2.82M
3
AMRC icon
Ameresco
AMRC
$2.14M
4
PCPL.U
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$54K

Sector Composition

1 Technology 32.64%
2 Healthcare 25.5%
3 Industrials 19.43%
4 Energy 7.68%
5 Consumer Discretionary 2.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDNA icon
1
CareDx
CDNA
$727M
$23.5M 9.67% 344,886 – –
AMRC icon
2
Ameresco
AMRC
$1.34B
$19.3M 7.93% 396,018 -44,002 -10% -$2.14M
AOSL icon
3
Alpha and Omega Semiconductor
AOSL
$863M
$14.1M 5.8% 430,821 -97,963 -19% -$3.2M
PCRX icon
4
Pacira BioSciences
PCRX
$1.2B
$13.6M 5.59% 193,860 – –
BL icon
5
BlackLine
BL
$3.36B
$13.4M 5.53% 123,843 – –
AL icon
6
Air Lease Corp
AL
$6.73B
$12.5M 5.14% 254,950 – –
FIVN icon
7
FIVE9
FIVN
$2.08B
$11.5M 4.75% 73,878 – –
GFN
8
DELISTED
General Finance Corporation
GFN
$10.8M 4.46% 891,024 – –
ONTO icon
9
Onto Innovation
ONTO
$5.19B
$9.83M 4.05% 149,648 – –
EVBG
10
DELISTED
Everbridge, Inc. Common Stock
EVBG
$9.29M 3.83% 76,695 +25,849 +51% +$3.13M
NVGS icon
11
Navigator Holdings
NVGS
$1.08B
$8.67M 3.57% 973,781 – –
NEWR
12
DELISTED
New Relic, Inc.
NEWR
$7.66M 3.15% 124,589 – –
LL
13
DELISTED
LL Flooring Holdings, Inc.
LL
$7.23M 2.97% 287,619 – –
BLFS icon
14
BioLife Solutions
BLFS
$1.2B
$7.01M 2.89% 194,750 – –
APEN
15
DELISTED
Apollo Endosurgery, Inc.
APEN
$6.62M 2.72% 1,200,769 – –
EQIX icon
16
Equinix
EQIX
$76.9B
$6.23M 2.57% 9,171 – –
CMLFU
17
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$6.09M 2.51% 370,410 – –
EPD icon
18
Enterprise Products Partners
EPD
$69.6B
$6.08M 2.5% 275,981 – –
YEXT icon
19
Yext
YEXT
$1.11B
$6.03M 2.48% 416,133 – –
ETWO
20
DELISTED
E2open Parent Holdings
ETWO
$5.92M 2.44% 594,469 +500,462 +532% +$4.98M
PROF
21
Profound Medical
PROF
$134M
$5.58M 2.3% 277,252 – –
CMIIU
22
DELISTED
CM Life Sciences II Inc. Unit
CMIIU
$4.7M 1.93% +366,905 New +$4.7M
SCWX
23
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$4.69M 1.93% 350,335 – –
PSIX
24
Power Solutions International, Inc. Common Stock
PSIX
$1.91B
$4.61M 1.9% 626,584 – –
CSLT
25
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$4.47M 1.84% 2,958,279 – –
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