GA

Gagnon Advisors Portfolio holdings

AUM $149M
This Quarter Return
-12.85%
1 Year Return
+46.39%
3 Year Return
+115.05%
5 Year Return
+221.31%
10 Year Return
+1,145.67%
AUM
$142M
AUM Growth
+$142M
Cap. Flow
+$2.8M
Cap. Flow %
1.97%
Top 10 Hldgs %
56.71%
Holding
32
New
2
Increased
10
Reduced
3
Closed
1

Top Buys

1
ZUO
Zuora, Inc.
ZUO
$2.15M
2
AL icon
Air Lease Corp
AL
$2.13M
3
EVBG
Everbridge, Inc. Common Stock
EVBG
$1.89M
4
RTEC
Rudolph Technologies Inc
RTEC
$1.88M
5
AOSL icon
Alpha and Omega Semiconductor
AOSL
$1.78M

Top Sells

1
CDNA icon
CareDx
CDNA
$11.8M
2
NVCN
Neovasc Inc.
NVCN
$1.25M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
$468K
4
FLXN
Flexion Therapeutics, Inc.
FLXN
$150K

Sector Composition

1 Technology 31.33%
2 Industrials 20.84%
3 Healthcare 14.95%
4 Communication Services 7.88%
5 Energy 6.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDNA icon
1
CareDx
CDNA
$727M
$12.5M 8.78% 496,655 -469,239 -49% -$11.8M
RHT
2
DELISTED
Red Hat Inc
RHT
$11.2M 7.88% 63,818 – –
GFN
3
DELISTED
General Finance Corporation
GFN
$9.01M 6.33% 891,024 – –
AMRC icon
4
Ameresco
AMRC
$1.34B
$8.93M 6.27% 632,952 – –
AL icon
5
Air Lease Corp
AL
$6.73B
$7.7M 5.41% 254,950 +70,445 +38% +$2.13M
EVBG
6
DELISTED
Everbridge, Inc. Common Stock
EVBG
$7.04M 4.95% 124,100 +33,242 +37% +$1.89M
NEWR
7
DELISTED
New Relic, Inc.
NEWR
$6.51M 4.57% 80,392 – –
INST
8
DELISTED
Instructure, Inc.
INST
$6.37M 4.48% 169,781 – –
SCWX
9
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$5.92M 4.16% 350,335 – –
RTEC
10
DELISTED
Rudolph Technologies Inc
RTEC
$5.53M 3.89% 270,070 +91,650 +51% +$1.88M
AMBR
11
DELISTED
Amber Road, Inc.
AMBR
$5.52M 3.88% 671,219 – –
AOSL icon
12
Alpha and Omega Semiconductor
AOSL
$863M
$5.39M 3.79% 528,784 +174,568 +49% +$1.78M
NVGS icon
13
Navigator Holdings
NVGS
$1.08B
$5.01M 3.52% 532,674 +152,347 +40% +$1.43M
BL icon
14
BlackLine
BL
$3.36B
$4.93M 3.47% 120,419 +43,272 +56% +$1.77M
SU icon
15
Suncor Energy
SU
$50.1B
$4.09M 2.87% 146,195 – –
PSIX
16
Power Solutions International, Inc. Common Stock
PSIX
$1.91B
$4.02M 2.83% 434,630 +45,982 +12% +$425K
WPX
17
DELISTED
WPX Energy, Inc.
WPX
$3.93M 2.76% 346,144 +68,913 +25% +$782K
FIVN icon
18
FIVE9
FIVN
$2.08B
$3.71M 2.61% 84,915 – –
CELC icon
19
Celcuity
CELC
$2.17B
$3.18M 2.24% 132,627 – –
LL
20
DELISTED
LL Flooring Holdings, Inc.
LL
$2.98M 2.1% 313,243 – –
EQIX icon
21
Equinix
EQIX
$76.9B
$2.83M 1.99% 8,032 – –
CSLT
22
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$2.54M 1.78% 1,169,056 -215,544 -16% -$468K
FLXN
23
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2.4M 1.68% 211,788 -13,274 -6% -$150K
ZUO
24
DELISTED
Zuora, Inc.
ZUO
$2.15M 1.51% +118,500 New +$2.15M
TLND
25
DELISTED
Talend S.A. American Depositary Shares
TLND
$1.85M 1.3% 49,773 – –
1
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