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GA

Gagnon Advisors Portfolio holdings

AUM $157M
1-Year Est. Return 36.77%
This Fund
S&P 500
This Quarter Est. Return
-12.85%
1 Year Est. Return
+36.77%
3 Year Est. Return
+129.26%
5 Year Est. Return
+121.36%
10 Year Est. Return
+1,705.4%
AUM
$142M
AUM Growth
-$24.6M
Cap. Flow
+$4.25M
Cap. Flow %
2.99%
Top 10 Hldgs %
56.71%
Holding
32
New
2
Increased
10
Reduced
3
Closed
1

Top Buys

Rank Stock Value
1
AL
Air Lease Corp
AL
+$2.69M
2
ZUO
Zuora, Inc.
ZUO
+$2.28M
3
RTEC
Rudolph Technologies Inc
RTEC
+$1.86M
4
BL icon
BlackLine
BL
+$1.84M
5
AOSL icon
Alpha and Omega Semiconductor
AOSL
+$1.8M

Top Sells

Rank Stock Value
1
CDNA icon
CareDx
CDNA
+$12.1M
2
NVCN
Neovasc Inc.
NVCN
+$1.25M
3
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$535K
4
FLXN
Flexion Therapeutics, Inc.
FLXN
+$208K

Sector Composition

Rank Sector Weight
1 Technology 40.38%
2 Industrials 20.84%
3 Healthcare 14.95%
4 Energy 9.15%
5 Communication Services 7.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APEN
26
DELISTED
Apollo Endosurgery, Inc.
APEN
$1.79M 1.26%
519,846
+268,790
+107% +$1.33M
CEMI
27
DELISTED
Chembio diagnostics, Inc.
CEMI
$1.41M 0.99%
249,082
+54,503
+28% +$402K
GFNCP
28
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$1.33M 0.93%
13,329
– –
CNF
29
CNFinance Holdings
CNF
$30.7M
$1M 0.7%
+18,163
New +$1.16M
NVCN
30
DELISTED
Neovasc Inc.
NVCN
– –
-1,841
Closed -$1.25M
1
2

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Gagnon Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Gagnon Advisors held 32 positions worth $142M, down 15% from $167M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Gagnon Advisors's Q4 2018 filing shows 2 new, 10 increased, 3 reduced and 1 closed positions. Its largest new stake was Zuora, Inc.: 118,500 shares worth $2.15M. The largest sale was CareDx, an estimated $12.1M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 32% a quarter earlier, followed by Industrials and Healthcare.

  • Gagnon Advisors's largest Q4 2018 buy was Zuora, Inc.: 118,500 shares worth $2.15M.
  • Gagnon Advisors added most to Air Lease Corp in Q4 2018, an estimated $2.69M increase.
  • Gagnon Advisors's biggest Q4 2018 reduction was CareDx, cutting an estimated $12.1M.
  • Gagnon Advisors fully exited Neovasc Inc. in Q4 2018, selling an estimated $1.25M.
  • Gagnon Advisors's ten largest holdings make up 57% of its $142M portfolio in Q4 2018.
  • Gagnon Advisors opened 2 new positions and closed 1 in Q4 2018.
  • Gagnon Advisors's portfolio value fell 15% quarter-over-quarter to $142M.

Based on Gagnon Advisors's 13F filing for Q4 2018, filed 18 Jan 2019.