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Founders Financial Securities’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Founders Financial Securities’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-21,185
Closed -$779K – 529
2025
Q2 		$779K Buy
+21,185
New +$744K 0.06% 275

Other funds holding UOCT

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return
Mercer Global Advisors
Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
IWM
IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return
IWM
IMG Wealth Management Jacksonville, Florida $157M AUM 17.95% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Founders Financial Securities's UOCT Position: Q3 2025 in Review

Founders Financial Securities sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q3 2025, closing a stake of 21,185 shares — an estimated $779K sold.

Founders Financial Securities first reported a position in UOCT in Q2 2025 and held it in 1 quarter. The position peaked at $779K in Q2 2025. 69 funds tracked by Wall St. Rank hold UOCT as of Q3 2025.

  • Founders Financial Securities reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q3 2025 after selling out during the quarter.
  • Founders Financial Securities sold 21,185 Innovator US Equity Ultra Buffer ETF October shares in Q3 2025, an estimated $779K.
  • Founders Financial Securities first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2025 and held it in 1 quarter.
  • Founders Financial Securities's Innovator US Equity Ultra Buffer ETF October position peaked at $779K in Q2 2025.
  • 69 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2025.

Based on Founders Financial Securities's 13F filing for Q3 2025, filed 15 Oct 2025.