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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$813M
AUM Growth
+$50.8M
Cap. Flow
+$4.07M
Cap. Flow %
0.5%
Top 10 Hldgs %
68.91%
Holding
143
New
14
Increased
60
Reduced
49
Closed
15

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$49.1M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$44.1M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$43.2M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$42.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.2M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$57.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$46.8M
3
GLD icon
SPDR Gold Trust
GLD
+$40.5M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$34.6M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$29M

Sector Composition

Rank Sector Weight
1 Financials 1.86%
2 Communication Services 1.18%
3 Energy 1.08%
4 Consumer Discretionary 0.84%
5 Technology 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
1
State Street Technology Select Sector SPDR ETF
XLK
$115B
$75.4M 9.27%
1,630,128
+1,010,088
+163% +$43.2M
XLV icon
2
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$73.9M 9.09%
725,630
+510,865
+238% +$49.1M
MGK icon
3
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$70.8M 8.7%
2,394,380
+203,575
+9% +$5.62M
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$66.2M 8.13%
478,245
+170,086
+55% +$23.7M
VUG icon
5
Vanguard Growth ETF
VUG
$216B
$52.4M 6.45%
1,703,208
-418,458
-20% -$12.1M
FXI icon
6
iShares China Large-Cap ETF
FXI
$4.31B
$50.9M 6.26%
1,154,263
+1,029,232
+823% +$42.9M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$50.1M 6.16%
794,492
+725,068
+1,044% +$44.1M
LQD icon
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$49.8M 6.12%
388,301
-111,919
-22% -$14.3M
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$38.6M 4.75%
465,752
+452,930
+3,532% +$36.2M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$32.3M 3.98%
99,913
-8,245
-8% -$2.54M
VOE icon
11
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$30.8M 3.78%
260,360
+94,291
+57% +$10.9M
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$111B
$19.8M 2.43%
158,531
-239,641
-60% -$29M
PGF icon
13
Invesco Financial Preferred ETF
PGF
$676M
$19.3M 2.37%
1,015,812
-756,324
-43% -$14.2M
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$138B
$18.1M 2.22%
159,865
+62,937
+65% +$7.09M
MUB icon
15
iShares National Muni Bond ETF
MUB
$45.1B
$18M 2.21%
157,024
+61,136
+64% +$6.96M
DALT
16
DELISTED
Anfield Diversified Alternatives ETF
DALT
$14M 1.72%
1,358,984
+126,475
+10% +$1.29M
AFIF icon
17
Anfield Universal Fixed Income ETF
AFIF
$227M
$6.39M 0.79%
656,488
+200,843
+44% +$1.96M
IWP icon
18
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$5.36M 0.66%
69,478
+4,124
+6% +$302K
MINT icon
19
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.34M 0.66%
52,566
-203
-0.4% -$20.6K
XLF icon
20
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$3.68M 0.45%
+119,866
New +$3.52M
XLP icon
21
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.29M 0.4%
52,686
+2,405
+5% +$148K
GBDC icon
22
Golub Capital BDC
GBDC
$3.33B
$3.12M 0.38%
174,216
+34,026
+24% +$600K
EMLP icon
23
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$3.08M 0.38%
120,185
+3,192
+3% +$79.4K
ARCC icon
24
Ares Capital
ARCC
$13.5B
$2.88M 0.35%
153,984
+30,345
+25% +$563K
GLD icon
25
SPDR Gold Trust
GLD
$131B
$2.86M 0.35%
19,421
-289,483
-94% -$40.5M
1
2 3 4 5

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Foundations Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Foundations Investment Advisors held 143 positions worth $813M, up 6.7% from $763M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Foundations Investment Advisors's Q4 2019 filing shows 14 new, 60 increased, 49 reduced and 15 closed positions. Its largest new stake was State Street Financial Select Sector SPDR ETF: 119,866 shares worth $3.68M. The largest sale was Invesco QQQ Trust, an estimated $57.4M.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Energy.

  • Foundations Investment Advisors's largest Q4 2019 buy was State Street Financial Select Sector SPDR ETF: 119,866 shares worth $3.68M.
  • Foundations Investment Advisors added most to State Street Health Care Select Sector SPDR ETF in Q4 2019, an estimated $49.1M increase.
  • Foundations Investment Advisors's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $46.8M.
  • Foundations Investment Advisors fully exited Invesco QQQ Trust in Q4 2019, selling an estimated $57.4M.
  • Foundations Investment Advisors's ten largest holdings make up 69% of its $813M portfolio in Q4 2019.
  • Foundations Investment Advisors opened 14 new positions and closed 15 in Q4 2019.
  • Foundations Investment Advisors's portfolio value rose 6.7% quarter-over-quarter to $813M.

Based on Foundations Investment Advisors's 13F filing for Q4 2019, filed 9 Jan 2020.