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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$763M
AUM Growth
+$96.9M
Cap. Flow
+$101M
Cap. Flow %
13.21%
Top 10 Hldgs %
64.17%
Holding
138
New
19
Increased
99
Reduced
9
Closed
9

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$42.4M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$26.1M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$26.1M
4
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$17.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.3M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$21.9M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$21.8M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$18.5M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$15.7M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M

Sector Composition

Rank Sector Weight
1 Financials 1.64%
2 Communication Services 1.19%
3 Energy 1.04%
4 Consumer Discretionary 1.03%
5 Technology 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$63.9M 8.38%
500,220
+34,529
+7% +$4.35M
VUG icon
2
Vanguard Growth ETF
VUG
$216B
$57.9M 7.59%
2,121,666
+221,148
+12% +$6.14M
QQQ icon
3
Invesco QQQ Trust
QQQ
$455B
$57.4M 7.52%
308,417
+31,909
+12% +$6.05M
MGK icon
4
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$57M 7.48%
2,190,805
+213,200
+11% +$5.64M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$48.1M 6.31%
423,786
-108,317
-20% -$12.1M
VIG icon
6
Vanguard Dividend Appreciation ETF
VIG
$111B
$46.5M 6.1%
398,172
+27,284
+7% +$3.22M
TLT icon
7
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$44.7M 5.86%
308,159
+188,051
+157% +$26.1M
GLD icon
8
SPDR Gold Trust
GLD
$131B
$43.8M 5.75%
308,904
+304,917
+7,648% +$42.4M
HYG icon
9
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$36.8M 4.82%
426,644
+69,094
+19% +$6M
PGF icon
10
Invesco Financial Preferred ETF
PGF
$676M
$33.3M 4.36%
1,772,136
-986,999
-36% -$18.5M
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$31.4M 4.12%
108,158
+38,088
+54% +$11.3M
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
$26.2M 3.43%
+702,783
New +$26.1M
XLK icon
13
State Street Technology Select Sector SPDR ETF
XLK
$115B
$24.6M 3.22%
620,040
+33,514
+6% +$1.34M
XLV icon
14
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$19.1M 2.5%
214,765
+2,998
+1% +$274K
VOE icon
15
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$18.2M 2.39%
166,069
+159,685
+2,501% +$17.7M
DALT
16
DELISTED
Anfield Diversified Alternatives ETF
DALT
$12.4M 1.62%
1,232,509
+365,877
+42% +$3.75M
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$138B
$11M 1.44%
96,928
+18,775
+24% +$2.11M
MUB icon
18
iShares National Muni Bond ETF
MUB
$45.1B
$11M 1.44%
95,888
+19,032
+25% +$2.17M
MINT icon
19
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$5.36M 0.7%
52,769
+13,230
+33% +$1.34M
FXI icon
20
iShares China Large-Cap ETF
FXI
$4.31B
$5.04M 0.66%
125,031
+18,238
+17% +$740K
IWP icon
21
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$4.55M 0.6%
65,354
+18,250
+39% +$1.31M
AFIF icon
22
Anfield Universal Fixed Income ETF
AFIF
$227M
$4.47M 0.59%
455,645
+281,496
+162% +$2.75M
XLY icon
23
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.1M 0.54%
69,424
+5,786
+9% +$349K
XLP icon
24
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.04M 0.4%
50,281
+14,102
+39% +$848K
EMLP icon
25
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.95M 0.39%
116,993
+20,378
+21% +$515K
1
2 3 4 5

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Foundations Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Foundations Investment Advisors held 138 positions worth $763M, up 15% from $666M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Foundations Investment Advisors deployed $101M of net new capital in Q3 2019, opening 19 new positions and adding to 99 existing holdings. Its largest new stake was iShares Preferred and Income Securities ETF: 702,783 shares worth $26.2M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, up from 1.6% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was State Street Industrial Select Sector SPDR ETF, an estimated $21.8M trimmed.

  • Foundations Investment Advisors's largest Q3 2019 buy was iShares Preferred and Income Securities ETF: 702,783 shares worth $26.2M.
  • Foundations Investment Advisors added most to SPDR Gold Trust in Q3 2019, an estimated $42.4M increase.
  • Foundations Investment Advisors's biggest Q3 2019 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $21.8M.
  • Foundations Investment Advisors fully exited iShares 0-1 Year Treasury Bond ETF in Q3 2019, selling an estimated $21.9M.
  • Foundations Investment Advisors's ten largest holdings make up 64% of its $763M portfolio in Q3 2019.
  • Foundations Investment Advisors opened 19 new positions and closed 9 in Q3 2019.
  • Foundations Investment Advisors's portfolio value rose 15% quarter-over-quarter to $763M.

Based on Foundations Investment Advisors's 13F filing for Q3 2019, filed 7 Oct 2019.