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FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$3.73B
AUM Growth
+$478M
Cap. Flow
+$176M
Cap. Flow %
4.74%
Top 10 Hldgs %
31.3%
Holding
746
New
107
Increased
294
Reduced
243
Closed
81

Top Buys

Rank Stock Value
1
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$80.9M
2
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$68.7M
3
CLSM icon
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
+$67.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$42.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$33.3M

Top Sells

Rank Stock Value
1
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$92.8M
2
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$52.8M
3
TDSD
Cabana Target Drawdown 13 ETF
TDSD
+$50.5M
4
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$29.5M
5
TDSE
Cabana Target Drawdown 16 ETF
TDSE
+$28.3M

Sector Composition

Rank Sector Weight
1 Technology 6.33%
2 Healthcare 2.55%
3 Financials 2.51%
4 Energy 1.68%
5 Consumer Discretionary 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
201
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$2.63M 0.07%
72,391
-1,624
-2% -$55K
CCI icon
202
Crown Castle
CCI
$33.9B
$2.61M 0.07%
23,541
-1,098
-4% -$112K
VXUS icon
203
Vanguard Total International Stock ETF
VXUS
$156B
$2.59M 0.07%
44,960
+23,422
+109% +$1.28M
DNP icon
204
DNP Select Income Fund
DNP
$4.07B
$2.58M 0.07%
284,936
+191,663
+205% +$1.73M
IJR icon
205
iShares Core S&P Small-Cap ETF
IJR
$111B
$2.56M 0.07%
24,319
+8,092
+50% +$780K
GJUL icon
206
FT Vest US Equity Moderate Buffer ETF July
GJUL
$397M
$2.51M 0.07%
+76,800
New +$2.36M
AAAU icon
207
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.45B
$2.43M 0.07%
119,642
-127,088
-52% -$2.49M
PDEC icon
208
Innovator US Equity Power Buffer ETF December
PDEC
$989M
$2.42M 0.07%
68,083
-2,474
-4% -$82.6K
QQQM icon
209
Invesco NASDAQ 100 ETF
QQQM
$98.9B
$2.42M 0.07%
13,934
+9,049
+185% +$1.41M
ZS icon
210
Zscaler
ZS
$25.1B
$2.42M 0.07%
10,168
+4,191
+70% +$776K
IWF icon
211
iShares Russell 1000 Growth ETF
IWF
$124B
$2.37M 0.06%
30,048
+1,040
+4% +$73.5K
BUFD icon
212
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.98B
$2.34M 0.06%
101,597
-6,150
-6% -$134K
EPD icon
213
Enterprise Products Partners
EPD
$81.3B
$2.27M 0.06%
84,852
+11,159
+15% +$297K
BND icon
214
Vanguard Total Bond Market
BND
$157B
$2.27M 0.06%
30,784
-15,855
-34% -$1.12M
DFAU icon
215
Dimensional US Core Equity Market ETF
DFAU
$12.6B
$2.18M 0.06%
64,135
+10,380
+19% +$322K
VGT icon
216
Vanguard Information Technology ETF
VGT
$141B
$2.16M 0.06%
34,584
+8,704
+34% +$485K
DIS icon
217
Walt Disney
DIS
$170B
$2.16M 0.06%
22,273
-17,295
-44% -$1.52M
SPYG icon
218
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53B
$2.14M 0.06%
31,436
-11,797
-27% -$727K
FDCE
219
DELISTED
Foundations Dynamic Core ETF
FDCE
$2.12M 0.06%
+190,453
New +$1.98M
BAC icon
220
Bank of America
BAC
$437B
$2.12M 0.06%
63,242
+5,252
+9% +$153K
FDTB
221
DELISTED
Foundations Dynamic Income ETF
FDTB
$2.11M 0.06%
+206,929
New +$2.09M
JAAA icon
222
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$2.1M 0.06%
+41,702
New +$2.09M
VGIT icon
223
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.5B
$2.09M 0.06%
35,062
+8,641
+33% +$498K
AXP icon
224
American Express
AXP
$232B
$2.08M 0.06%
10,251
+573
+6% +$92.2K
KNG icon
225
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$2.07M 0.06%
40,148
+12,081
+43% +$597K
7 8
9
10 11

Similar funds

VIM
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MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return

Foundations Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Foundations Investment Advisors held 746 positions worth $3.73B, up 15% from $3.25B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Foundations Investment Advisors deployed $176M of net new capital in Q4 2023, opening 107 new positions and adding to 294 existing holdings. Its largest new stake was Innovator Defined Wealth Shield ETF: 2,872,894 shares worth $82.8M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 4.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, an estimated $52.8M trimmed.

  • Foundations Investment Advisors's largest Q4 2023 buy was Innovator Defined Wealth Shield ETF: 2,872,894 shares worth $82.8M.
  • Foundations Investment Advisors added most to Invesco BulletShares 2024 Corporate Bond ETF in Q4 2023, an estimated $68.7M increase.
  • Foundations Investment Advisors's biggest Q4 2023 reduction was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF, cutting an estimated $52.8M.
  • Foundations Investment Advisors fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $92.8M.
  • Foundations Investment Advisors's ten largest holdings make up 31% of its $3.73B portfolio in Q4 2023.
  • Foundations Investment Advisors opened 107 new positions and closed 81 in Q4 2023.
  • Foundations Investment Advisors's portfolio value rose 15% quarter-over-quarter to $3.73B.

Based on Foundations Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.