FIA

Foundations Investment Advisors Portfolio holdings

AUM $6.33B
1-Year Return 18.63%
This Quarter Return
+3.9%
1 Year Return
+18.63%
3 Year Return
+48.69%
5 Year Return
+49.5%
10 Year Return
–
AUM
$1.73B
AUM Growth
+$212M
Cap. Flow
+$159M
Cap. Flow %
9.19%
Top 10 Hldgs %
74.05%
Holding
237
New
49
Increased
125
Reduced
45
Closed
13

Top Buys

1
DVY icon
iShares Select Dividend ETF
DVY
$82.3M
2
TDSD
Cabana Target Drawdown 13 ETF
TDSD
$39.4M
3
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$31.9M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.9M
5
PGF icon
Invesco Financial Preferred ETF
PGF
$24.9M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$76.7M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$38.6M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
$33.7M
4
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$27.1M
5
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$14.5M

Sector Composition

1 Technology 1.14%
2 Communication Services 0.91%
3 Healthcare 0.84%
4 Financials 0.83%
5 Consumer Discretionary 0.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ICVT icon
201
iShares Convertible Bond ETF
ICVT
$2.81B
$225K 0.01%
2,245
-135
-6% -$13.5K
ALNY icon
202
Alnylam Pharmaceuticals
ALNY
$59.2B
$222K 0.01%
+1,579
New +$222K
CWB icon
203
SPDR Bloomberg Convertible Securities ETF
CWB
$4.42B
$222K 0.01%
2,615
-47
-2% -$3.99K
PEG icon
204
Public Service Enterprise Group
PEG
$40.5B
$220K 0.01%
+3,598
New +$220K
SCHP icon
205
Schwab US TIPS ETF
SCHP
$14B
$220K 0.01%
+7,214
New +$220K
MDLZ icon
206
Mondelez International
MDLZ
$79.9B
$216K 0.01%
+3,651
New +$216K
MJ icon
207
Amplify Alternative Harvest ETF
MJ
$183M
$215K 0.01%
+819
New +$215K
VO icon
208
Vanguard Mid-Cap ETF
VO
$87.3B
$212K 0.01%
+937
New +$212K
AOM icon
209
iShares Core Moderate Allocation ETF
AOM
$1.59B
$211K 0.01%
+4,799
New +$211K
ECF
210
Ellsworth Growth & Income Fund
ECF
$152M
$209K 0.01%
15,150
-121
-0.8% -$1.67K
PFFD icon
211
Global X US Preferred ETF
PFFD
$2.34B
$207K 0.01%
+8,075
New +$207K
DSU icon
212
BlackRock Debt Strategies Fund
DSU
$547M
$205K 0.01%
18,511
+580
+3% +$6.42K
FDHY icon
213
Fidelity High Yield Factor ETF
FDHY
$419M
$204K 0.01%
+3,693
New +$204K
SLB icon
214
Schlumberger
SLB
$53.4B
$202K 0.01%
+7,391
New +$202K
ZROZ icon
215
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.66B
$202K 0.01%
1,509
– –
BKT icon
216
BlackRock Income Trust
BKT
$286M
$201K 0.01%
10,939
+1,423
+15% +$26.1K
PFXF icon
217
VanEck Preferred Securities ex Financials ETF
PFXF
$1.96B
$200K 0.01%
+9,544
New +$200K
FT
218
Franklin Universal Trust
FT
$200M
$197K 0.01%
26,034
+1,163
+5% +$8.8K
NAD icon
219
Nuveen Quality Municipal Income Fund
NAD
$2.68B
$189K 0.01%
12,358
+826
+7% +$12.6K
GUT
220
Gabelli Utility Trust
GUT
$528M
$181K 0.01%
25,793
+1,570
+6% +$11K
CLM icon
221
Cornerstone Strategic Value Fund
CLM
$2.33B
$138K 0.01%
+10,262
New +$138K
PHX
222
DELISTED
PHX Minerals
PHX
$30K ﹤0.01%
+10,359
New +$30K
ZOM
223
DELISTED
Zomedica Corp.
ZOM
$13K ﹤0.01%
+10,226
New +$13K
GUT.RT
224
DELISTED
Gabelli Utility Trust (The) Rights (expiring April 14, 2021)
GUT.RT
$3K ﹤0.01%
+17,787
New +$3K
BNDX icon
225
Vanguard Total International Bond ETF
BNDX
$68.4B
– –
-15,462
Closed -$903K
6 7 8
9
10