We are live on ! Find out more
FIA

Foundations Investment Advisors Portfolio holdings

AUM $8.07B
1-Year Est. Return 24.97%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+24.97%
3 Year Est. Return
+62.29%
5 Year Est. Return
+50.23%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$212M
Cap. Flow
+$148M
Cap. Flow %
8.53%
Top 10 Hldgs %
74.05%
Holding
237
New
49
Increased
125
Reduced
45
Closed
13

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$75.2M
2
TDSD
Cabana Target Drawdown 13 ETF
TDSD
+$37.8M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$31.5M
4
TDSC icon
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
+$31M
5
PGF icon
Invesco Financial Preferred ETF
PGF
+$24.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$40.9M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$33.1M
4
TDSB icon
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
+$26.5M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 1.14%
2 Communication Services 0.91%
3 Healthcare 0.84%
4 Financials 0.83%
5 Consumer Discretionary 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
201
iShares Convertible Bond ETF
ICVT
$7.32B
$225K 0.01%
2,245
-135
-6% -$13.8K
ALNY icon
202
Alnylam Pharmaceuticals
ALNY
$29.5B
$222K 0.01%
+1,579
New +$238K
CWB icon
203
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$222K 0.01%
2,615
-47
-2% -$4.07K
PEG icon
204
Public Service Enterprise Group
PEG
$38.2B
$220K 0.01%
+3,598
New +$208K
SCHP icon
205
Schwab US TIPS ETF
SCHP
$16.2B
$220K 0.01%
+7,214
New +$222K
MDLZ icon
206
Mondelez International
MDLZ
$78.8B
$216K 0.01%
+3,651
New +$206K
MJ icon
207
Amplify Alternative Harvest ETF
MJ
$104M
$215K 0.01%
+819
New +$216K
VO icon
208
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$212K 0.01%
+3,748
New +$203K
AOM icon
209
iShares Core Moderate Allocation ETF
AOM
$1.76B
$211K 0.01%
+4,799
New +$209K
ECF
210
Ellsworth Growth & Income Fund
ECF
$169M
$209K 0.01%
15,150
-121
-0.8% -$1.76K
PFFD icon
211
Global X US Preferred ETF
PFFD
$2.17B
$207K 0.01%
+8,075
New +$205K
DSU icon
212
BlackRock Debt Strategies Fund
DSU
$595M
$205K 0.01%
18,511
+580
+3% +$6.22K
FDHY icon
213
Fidelity High Yield Factor ETF
FDHY
$576M
$204K 0.01%
+3,693
New +$204K
SLB icon
214
SLB Ltd
SLB
$73.2B
$202K 0.01%
+7,391
New +$195K
ZROZ icon
215
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.27B
$202K 0.01%
1,509
– –
BKT icon
216
BlackRock Income Trust
BKT
$334M
$201K 0.01%
10,939
+1,423
+15% +$26K
PFXF icon
217
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$200K 0.01%
+9,544
New +$195K
FT
218
Franklin Universal Trust
FT
$198M
$197K 0.01%
26,034
+1,163
+5% +$8.67K
NAD icon
219
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$189K 0.01%
12,358
+826
+7% +$12.5K
GUT
220
Gabelli Utility Trust
GUT
$574M
$181K 0.01%
25,793
+1,570
+6% +$11.9K
CLM icon
221
Cornerstone Strategic Value Fund
CLM
$2.2B
$138K 0.01%
+10,262
New +$130K
PHX
222
DELISTED
PHX Minerals
PHX
$30K ﹤0.01%
+10,359
New +$31.7K
ZOM
223
DELISTED
Zomedica Corp.
ZOM
$13K ﹤0.01%
+10,226
New +$16.7K
GUT.RT
224
DELISTED
Gabelli Utility Trust (The) Rights (expiring April 14, 2021)
GUT.RT
$3K ﹤0.01%
+17,787
New +$2.61K
BNDX icon
225
Vanguard Total International Bond ETF
BNDX
$82B
– –
-15,462
Closed -$903K
6 7 8
9
10

Similar funds

VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return

Foundations Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Foundations Investment Advisors held 237 positions worth $1.73B, up 14% from $1.52B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Foundations Investment Advisors deployed $148M of net new capital in Q1 2021, opening 49 new positions and adding to 125 existing holdings. Its largest new stake was iShares Select Dividend ETF: 711,402 shares worth $82.3M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $74M trimmed.

  • Foundations Investment Advisors's largest Q1 2021 buy was iShares Select Dividend ETF: 711,402 shares worth $82.3M.
  • Foundations Investment Advisors added most to Cabana Target Drawdown 13 ETF in Q1 2021, an estimated $37.8M increase.
  • Foundations Investment Advisors's biggest Q1 2021 reduction was Invesco QQQ Trust, cutting an estimated $74M.
  • Foundations Investment Advisors fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, selling an estimated $2.14M.
  • Foundations Investment Advisors's ten largest holdings make up 74% of its $1.73B portfolio in Q1 2021.
  • Foundations Investment Advisors opened 49 new positions and closed 13 in Q1 2021.
  • Foundations Investment Advisors's portfolio value rose 14% quarter-over-quarter to $1.73B.

Based on Foundations Investment Advisors's 13F filing for Q1 2021, filed 9 Apr 2021.